Displaying 446 results
Ameriprise team managing $195 million jumps to Raymond James
Eric Cornell and Patrick Shea have formed their own firm, Helius Wealth, in Palm Beach Gardens, Florida.
Morgan Stanley trio managing $315 million joins Raymond James
The team, including James Wendling, Steven VanDerSchaaf andClint Allman, have moved to the employee unit of Raymond James in Davenport, Iowa.
Female-led bank team managing $250 million goes to Raymond James
Peppi Talley and Jessica Hall are joining the firm’s employee unit in Birmingham, Alabama
Practice overseeing $700 million returns to LPL
Wealth Advisory Services, a hybrid in Doylestown, Pennsylvania, had been affiliated with Raymond James for five years.
Wells Fargo rep managing $200 million joins Ray Jay
Alberto Sisso is moving to Raymond James' employee unit in Fort Lauderdale, Florida.
Raymond James affiliate managing $625 million moves to LPL
The six-adviser team at TBT Financial Services is based in Tyler and Longview, Texas
Raymond James delays office return amid Florida virus surge
The firm has pushed its return-to-office date back to the middle of October, after having asked some employees to return to work next week.
Wells Fargo duo managing $266 million goes indie with Raymond James
Jeff Anderson and Doug McClure of Bothell, Washington, affiliate through Mainspring Wealth Advisors, an office of supervisory jurisdiction.
Merrill Lynch quintet managing $427 million moves to Raymond James
The family-based team is joining the firm's employee unit and opening an office in West Fort Worth, Texas.
Private equity firm invests in Concurrent Partners
Members of the partnership, which is affiliated with Raymond James, will be able to tap capital from Merchant Investment Management.
Wells Fargo reps managing $1 billion move to Raymond James
Orlando Garcia and Miguel Viyella join the firm's employee unit in Coral Gables, Florida.
Wirehouses fall flat on adviser satisfaction: J.D. Power
Despite payout rates and branding that suggest higher levels of support, the top brokerage firms are not meeting adviser expectations, according to a recent survey of over 3,000 advisers.
$300 million Waddell & Reed team joins Raymond James
Eight Kansas reps will affiliate with the independent unit of Raymond James through Beyond Wealth Advisors.
Merrill team managing $842 million bolts to Raymond James
The four advisers in Salt Lake City, who operate as Williams & Townsend Wealth Management Partners, are joining the firm's employee unit.
Duo managing $315 million at Wells moves to Raymond James
Bobby Conville Jr. and Earl Smith are joining the firm's employee unit in Ruston, Louisiana.
Duo managing $975 million at Truist moves to Raymond James
John Gill and Bryan Horner will join the firm's employee unit in Virginia Beach, Virginia.
Duo managing $155M go indie with LPL
Mike Fuller and Rob Barber in Arroyo Grande, California, are leaving Raymond James and affiliating with LPL through OSJ Perennial Financial Services.
Team managing $221 million joins Woodbury from Raymond James
The trio of advisers operates as Compass Wealth Solutions and is based in Portland, Indiana.
Wells Fargo team managing $468 million joins Raymond James
The four-adviser group is moving to the firm’s employee unit in Augusta, Georgia and will operate as the Cypress Wealth Group.
$220 million Baird team moves to Raymond James
A father-and-son duo in Sarasota, Florida joins the firm’s employee channel.
