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Raymond James sees record client assets at end of June
Meanwhile, the firm was keeping mum on 60 financial advisors from one group that left Raymond James last quarter.
Alex. Brown adds Morgan Stanley advisor managing $509 million
Miami-based Eva Marina Ovejero has more than two decades of experience.
Concurrent restructures to recruit advisors from across wealth management
Since becoming a hybrid RIA, Concurrent has added five new firms that combine for $440 million and it's ramping up to co-brand advisors from every possible direction.
Team managing $475 million jumps to RayJay from Ameriprise
The three advisors operate as Leeward Financial Group in Lighthouse Point, Florida.
Top-earning CEOs at broker-dealers in 2022
Chief executives at leading brokerage and advisory firms are earning more money than ever. Here are the numbers on last year’s compensation for some of the highest-profile executives.
LPL adds $365 million team from Raymond James
The five-member New Jersey-based team will use LPL's institution services platform and will work with Affinity Federal Credit Union.
Liz Nesvold joins Cresset as president
Nesvold is exiting Raymond James to take on an expansive new role at Cresset's $30 billion platform.
Raymond James’ ‘enhanced savings program’ got bump from SVB failure, execs say
Interest income brought the firm's revenue to a record high during the quarter ended in March, offsetting lower income from asset management fees.
Raymond James, advisors win $16.4 million arbitration award against Deutsche Bank
Ray Jay and its brokers claimed the German lender failed to pay revenue share and residual trailer fees on commercial loans.
LPL recruits $450 million Raymond James team
James Sheehan is based in Charleston, South Carolina, while Shawn Tighe works in northern New Jersey.
Edward Jones advisor overseeing $380 million switches to Raymond James
Willard Causey and two staffers operate as Causey Financial Group in Durham, North Carolina.
Edward Jones advisor managing $330 million jumps to Raymond James
William Anderson, who had been affiliated with Edward Jones since 2002, will operate as S.W. Anderson Financial in Salt Lake City.
Steward Partners finds balance by adding Pershing custody alongside Raymond James
The addition of breakaway Ensign Wealth Partners, a $500 million RIA, pushes Steward's total custodial assets on the Pershing platform to more than $1 billion.
UBS advisor overseeing $315 million in assets joins Raymond James
New York-based Steven M. Rozencwaig will join the firm’s Manhattan office.
Raymond James adds Wells Fargo team with $450 million in assets
The father-son pair, David and Paul Gwidt, will operate as Gwidt Wealth Management Group in Racine, Wisconsin.
Fintech Bytes: Raymond James, Wells Fargo and Orion
Plus, Holistiplan goes to college, AIMR Analytics releases advisor comparison tool, and GW&K selects PureFacts.
Raymond James nabs $680 million team from UBS
The four advisors operate as Momentum Wealth Partners in Akron, Ohio.
Most successful financial services football stadiums
See how the 11 NFL stadiums sponsored by financial services companies stack up in terms of their team’s postseason success.
Finra arbitrators order Raymond James, rep to pay nearly $20 million in raiding case
Wells Fargo alleged that a 'coordinated' effort to lure away advisors depleted an Arkansas branch office, forcing it to close.
Alex. Brown nabs Florida advisor managing $250 million at Merrill
Daniel Laiter will join Alex Brown's Brickell Avenue branch in Miami.
