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Broker-dealers’ assets bounce back in July
Raymond James and LPL both report higher levels of assets for last month following the market's rough first half.
Duo from TIAA manages $600 million at Raymond James
Nicholas Troiano and Mathew Mattice join the firm's employee unit in Colorado.
Raymond James hanging onto RIA assets of shifting advisers: Reilly
Raymond James said that its head count of private client group financial advisers was 8,616 at the end of June, an increase of 203 compared to a year earlier.
Rep managing $213 million exits Edward Jones for Raymond James
Glenn Israel, who has gone independent as GFI Wealth Partners in Munster, Indiana, joins the firm’s independent adviser channel.
Merrill duo managing $300 million goes indie with Raymond James
Old Town Advisors in Albuquerque, New Mexico, is affiliating through OSJ Concurrent Advisors.
D.A. Davidson duo managing $428 million goes indie with Raymond James
Father-son team operates as Anderson Wealth Management Group in Lake Oswego, Oregon.
Reslicing the profit pie at Wells Fargo
If the pie keeps growing, wirehouse brokers probably won’t mind getting a relatively smaller slice.
Texas advisers managing $220 million switch to Raymond James from LPL
Jon Burnett, Daniel Fowler and Chad Carlile have joined the firm’s independent adviser channel.
Raymond James to rebrand Carillon Tower Advisers
The asset management firm will change its name this fall to Raymond James Investment Management.
UBS duo managing $148 million go indie with Raymond James
“Skip” Parker and Harriet Parker, who operate as Four Corners Private Wealth, will open an office in Greenwich, Connecticut.
Alex. Brown head Haig Ariyan to leave July 15
Bill Seugling will head global wealth solutions at parent Raymond James. He will report to Scott Curtis, president of the Raymond James private client group.
Wells team managing $630 million goes indie with Raymond James
Four advisers in Columbia, South Carolina, form Vision Wealth Advisors.
One size does not fit all: Finding the right ESG investments for wealthy clients
The key is to ask the right questions to develop a custom strategy aligned with the client’s goals rather than making assumptions.
Janney duo managing $375 million moves to Alex. Brown
The father-and-son team of Bill and W. Grove Stewart will operate as Stewart Wealth Advisory Group in Annapolis, Maryland.
UBS duo managing $220 million moves to Raymond James
Mother-and-son team in Jacksonville, Florida, will operate as Taras Wealth Management of Raymond James.
Rep managing $464 million at Morgan Stanley joins Raymond James
Kevin Cooper heads Cooper Family Office Consulting of Raymond James in Boca Raton, Florida.
Merrill team managing $409 million joins Raymond James
The three advisers, based in Spokane, Washington, will operate as Panorama Wealth Management of Raymond James.
Raymond James offers remote company administrative support
The program offers independent branch owners turnkey administrative support from experienced branch associates.
Raymond James rolls out new option for fee-only advisers
The firm’s Corporate Registered Investment Advisor model provides support and resources for independent adviser representatives who are exclusively fee-based.
InvestmentNews hosts fifth annual Diversity, Equity & Inclusion Awards
Lifetime Achievement Award winner Eddie Brown recalled starting at T. Rowe Price in 1973 as the stock market went 'straight downhill.' Compared to that, the current market is 'a piece of cake,' he said.
