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The advice industry went to Fat City in 2021
Despite last year’s riot at the Capitol and a variety of lethal Covid-19 variants, the broad stock market roared, which is always good news for financial advisers and their firms.
Four Idaho advisers managing $648 million join Raymond James
Employee unit adds two-person teams from Wells Fargo and UBS.
Reps managing $1.7 billion at Wells Fargo join Alex. Brown
A group of advisers based in Miami are moving to the Raymond James unit.
2 Raymond James execs stepping down from top posts
President John Carson is retiring at year-end, while Canadian head Paul Allison will become executive chairman.
Firm winners named for InvestmentNews annual Innovation Awards
The fifth annual awards recognize five firms for their innovative ideologies and inventive initiatives: Orion, Vanilla, Ethic, Raymond James and Miracle Mile Advisors.
Georgia teams managing $308 million join Raymond James
Two advisers from Truist and a trio from Merrill Lynch are moving to the firm's employee channel.
Raymond James faces compensation pressure
Raymond James was having to pay up to recruit advisers. Now, it's feeling the same pinch for employees.
Raymond James to acquire TriState Capital Holdings
The Pittsburgh-based financial firm specializes in securities-based loans.
Trio managing $500 million at Truist joins Raymond James
The three-person Truist team includes Charles Mintz, Timothy Gray and Wren Mintz, and is moving to the employee unit of Raymond James.
Raymond James sees boost to adviser recruiting
The company's success in 2021 in recruiting advisers comes at a delicate time as the financial advice industry tries to figure out the best way to return to the office amid the Covid-19 pandemic.
Large LPL branch adds Raymond James as another choice
It's not clear what LPL thinks about Good Life Cos.' move and whether it has fully signed off on the firm adding Raymond James as a broker-dealer choice for its advisers.
Steward Partners expanding roster of RIA custodians
Opening its own broker-dealer gives the firm room to recruit advisers who don't hold RIA assets at Raymond James.
Mercer Advisors dumps ETrade custody for Raymond James
An aggregator with close to 50 deals since 2016, Mercer already had custody agreements with Schwab, TD Ameritrade, National Advisors Trust and Fidelity.
Raymond James’ recruiting reboot is working: Reilly
The financial services firm is back in the ballpark for pay packages to experienced, employee financial-adviser recruits, according to its CEO. Recruiting bonuses are typically in the form of a percentage of an adviser’s annual fees and commissions.
Tough week for Raymond James after tech outage
The data snafu hit just days after announcing major staff layoffs
Raymond James cutting 500 jobs
The layoffs focus on support staff and will not include financial advisers among the cuts
Wells Fargo loses $265 million adviser to Raymond James
Mark Lazar in suburban Salt Lake City moves to firm's employee unit.
Wells Fargo loses $375M team to Raymond James
Preston Covington III and team expand firm's coverage to Columbia, S.C.
Advisers managing $220 million in assets join Raymond James from UBS
Financial advisers managing $220 million in client assets joined Raymond James from UBS Financial Services.
Raymond James recruits adviser team with $220 million in assets from Wells Fargo
McCullough & Sparks Wealth Management opens office in Kenosha, Wis.
