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Finra fines Raymond James a record $17 million for failures in anti-money laundering program
The penalty is the regulator's largest ever relating to anti-money laundering compliance.
Raymond James wants advisers to focus on retirement planning
Hopes to move conversations more to lifestyle and goals rather than portfolios and dollars.
Recruiting slows for LPL, Raymond James in otherwise solid quarter
Recruiting slows for LPL, Raymond James in otherwise solid quarter as reps and advisers stay put to keep focus on clients amid stock market rally.
Regions back in the securities business with Cetera deal
After the sale of Morgan Keegan, bank inks deal with indie B-D to provide investment services to its customers.
Raymond James researches VA riders
Raymond James Financial Inc. of St. Petersburg, Fla., last month rolled out a series of research reports on variable annuity riders designed to help its reps sort through the confusing array of products.
