Displaying 193 results
WisdomTree woos more advisors with portfolio solutions offering
The firm is doubling down on its $3.5B model portfolios business with a fresh push to help enhance investment advisors’ practices.
Wealth Enhancement Group gets another foothold in Texas
The national independent’s growth continues in the Lone Star State with a $254M RIA led by an experienced advisor duo.
Wealthspire Advisors appoints industry veterans to bolster C-suite
The independent RIA unveils leadership additions, including its first-ever chief technology officer, in a redoubled commitment to attract top talent.
Ex-Sanctuary CEO Jim Dickson launches new firm for growth-focused RIAs
The venture co-founded with Mark Penske, which will take strategic stakes in independent partner firms, is starting strong with a deal to snap up a $3.4B OCIO.
Certuity taps industry veteran Scott Welch as new CIO
As CIO, Welch brings more than 25 years of experience, including time at WisdomTree and Dynasty Financial Partners.
SCS Financial taps Lane MacDonald for CIO role
The three-decade veteran will lead the continued growth of the Focus Financial partner firm’s investment platform.
Three forces that will accelerate the drive toward independence
Shifts in the broad wealth landscape have tipped the balance in favor of breakaways, argues industry veteran Scott MacKillop.
Carson deepens Northeast presence with Michigan-based independent
The firm has announced Avery Wealth, a $212M firm in Jackson, as the latest inductee to its national partner network.
Special needs clients require special care
‘The succession plan for clients is the most important because the assets need to survive for the child.’
Future Capital helps advisors break the 401(k) planning barrier
The RIA’s new solution aims to help advisors make their planning more holistic by considering held-away 401(k) assets.
NewEdge Advisors swipes $540M team from Carson
The New Orleans-based RIA has welcomed a 20-year-old independent wealth planning practice in Michigan.
Alphacore appoints ex-LPL leader as new COO
The California-based independent is bolstering its leadership as it pursues an M&A strategy to create a national presence.
Ritholtz Wealth taps Callie Cox for inaugural C-suite role
The accomplished reporter and analyst will be a core figure in the national RIA’s content development, blog, and podcasting efforts.
Sequoia taps industry veteran Chris Thom for new C-suite role
The multibillion-dollar RIA’s latest executive hire will play a key role in enhancing its business partnership and marketing strategies.
Are easy days of RIA financing a thing of the past?
Financial advisors may be dragged through the muck when financing goes wrong.
Arax beefs up multi-partner platform with $1.7B high-net-worth RIA
Headquartered in Colorado, the wealth management giant’s new addition is headed by an advisor duo with more than 40 years of collective experience.
Summit scores $1.9B advisor from Merrill Lynch
Focused on the sports and entertainment industry, the veteran advisor in California has pushed the RIA’s new assets past the $5B mark.
Lenox Advisors expands to mid-Atlantic market with $800M Maryland practice
Focused on wealth and benefits planning for medical professionals, the NFP affiliate’s latest acquisition vaults it past the $3.5B mark.
Focus eyes fiduciary advice leadership with key C-suite hires
The RIA aggregator is prioritizing strategic growth and operational efficiency with critical appointments, including veterans from Morgan Stanley and Goldman Sachs.
LPL welcomes $275M veteran advisor in Texas
The broker-dealer behemoth has added the former Corebridge Financial advisor, who’s launching his own comprehensive planning practice.
