Displaying 193 results
RIA caught up in WhatsApp impostor scheme warns against “rogue elements”
The firm is distancing itself from “sham communications” claiming opportunities for “VIP members” with “cooperation commissions.”
Allworth extends growth push with storied California firm
The $1B practice, founded in 1965, extends the national RIA's footprint to 42 office locations and roughly $22B in client assets.
Billion-dollar advisors break away from Merrill with RIA launch
Based in Southern California, the newly founded Alteri Wealth offers wealth and family office services to a broad swath of HNW and UHNW investors.
Beacon Pointe boosts Pacific Northwest presence with $775M RIA
The firm is doubling down on Seattle’s high-net-worth market by welcoming a veteran-led team with a focus on physicians.
Stratos strengthens Ohio presence with family-owned firm
Led by a veteran with more than three decades of experience, the multigenerational team manages $120M for clients in Cleveland and beyond.
Stratos Wealth Advisors expands in Ohio
The national RIA adds a two-advisor wealth planning practice, led by a five-decade industry veteran, that oversees more than $100M in AUM.
Steward Partners adds foothold in Florida with $320M ex-Merrill team
The national RIA is getting its first Naples, Florida location with a women-led planning practice headed by a 40-year industry veteran.
Amid mixed economic outlook, RIAs eye guaranteed investment solutions
Research lifts lid on RIAs' use of annuities, growth strategies, and opportunity to take wallet share from banks.
What will the end of noncompete agreements mean for advisors?
A bill in New York City, in addition to the new FTC rule, could be good news for restless advisors.
Cambridge’s new RIA sets floor to make a deal
'The advisor wants to get out of the business at 65 or 70 but clients will live to be around till 90,' says one banker.
Freestone signs industry veteran in war for RIA talent
The Seattle-based wealth firm’s latest hire comes with a professional history at big names like Goldman Sachs, UBS, and Wells Fargo.
Millennials want advice now but industry ‘unprepared’
Firms must have a clear idea of how to attract and retain G2 advisors as record CFP exam numbers offer good news for the future.
Want to go RIA with annuities? Here’s where to start
Ditching your legacy annuities when going independent used to be commonplace but there are now more options, says industry insiders.
A look at Schwab’s TD migration, 8 months in
The company says it has been working to make former TD RIA clients happy, but smaller alternative custodians say they've been getting a lot of business.
Where will RIA buying be strongest in the next year?
Inaugural M&A research reveals which wealth firm segment looks sweetest for dealmakers, aggregators, lenders, and consultants.
What tech should you use when you go RIA?
Several experts say it isn’t about what tech to use but rather the vision for the tech.
Cetera’s Durbin says IPO clock has yet to tick
"Every private equity deal we have seen in the brokerage industry has lasted five to seven years," one executive said.
Are advisors operating ‘above or below the line’?
CEO of GYL outlines how advisors can stay fresh and relevant.
Leading through innovation – with Tom Ruggie of Destiny Wealth Partners
Uncover the key initiatives behind Destiny Wealth Partners’ success and how it became one of the fastest growing fee-only RIAs.
‘Make sure clients know what they own and why’
Industry executives discuss being highly selective in private credit and the rise of hybrid ETFs.
