Displaying 193 results
Mercer acquires $554 million RIA
ClearRock Capital marks the second acquisition for the advisory firm this week
TD Ameritrade says brokers are running out of reasons not to go independent
The semiannual study shows the breakaway trend is increasingly gaining steam
Cary Street Partners to acquire $215 million RIA
Waypoint Advisors in Virginia Beach, Va., will join the Richmond-based firm
UBS team managing $400 million creates RIA
Interchange Capital Partners in Pittsburgh, Pa., will use Pershing and Dynasty Financial Partners
Carson Wealth affiliate acquires $126 million RIA
Boston-area RIA Atlantic Capital Management has been bought by Andrew Nigrelli
TD Ameritrade applies ‘dating app’ innovation to RIA M&A
Critics of the new platform wonder if the anonymous nature of the interactions will work for personalized deals
RIAs may be heading for a ‘succession planning crisis’
Advisers are not planning for a transition in leadership despite a lack of confidence in the next generation, according to new research
Cash reigns as king in RIA M&A deals
The trend is expected to continue through the year as buyers' appetite for certainty outweighs cost of capital
RIAs taking PPP loans is not so black and white
Some in the industry are questioning whether it's appropriate for advisers to accept these forgivable loans
Battle of the business models
RIAs keep gaining, while small broker-dealers are feeling increased pressure from the pandemic as well as the need to comply with Reg BI
Reporting technology for RIAs
As breakaways build their tech stack, the reporting provider serves as a 'hub' through which data flows to the firm's back-office infrastructure
Battle lines drawn over RIAs taking PPP loans
Critics challenge the morality of fee-based advisers taking government bailout money
UBS team managing $330 million forms RIA
Three advisers form TriaGen Wealth Management in Calabasas, Calif.
Buckingham to acquire $424 million RIA
Founder of RNP Advisory Services has had long-time ties to Buckingham
Should advisers cut fees to help clients during COVID-19?
Some firms are waiving or reducing fees for clients who have been financially affected by the current crisis
Strongest RIAs managed for growth during the financial crisis: TD study
The owners of standout firms took pay cuts, but kept investing in the business
Mariner partners with Dynasty to launch platform for breakaway brokers
Advisers joining the platform will run independent businesses with middle- and back-office support
Creative Planning’s Mallouk challenges industry to protect employees
The RIA pledges no layoffs or pay cuts resulting from economic fallout from COVID-19
RIA consolidation drags during COVID-19
Merger and acquisition activity slowed from the record-level pace of the past several years
SEC reaches $35 million settlement with International Investment Group
Former RIA agrees to pay disgorgement over alleged sales of fake loan assets
