Displaying 388 results
Husband of UBS banker sued by SEC for insider trading
Peter Cho traded derivatives after eavesdropping on conversations about an upcoming deal.
UBS sues Ohio National over lost variable annuity commissions
Wirehouse joins handful of other firms seeking to prevent insurer from cutting off flow of adviser trails.
UBS gets ultra-high-net-worth and family office clients to invest in Times Square tower
Construction on the 46-story tower known as TSX Broadway is set to begin in January.
UBS names new head of US wealth unit, seeks to capture more American billionaires
Jason Chandler will take over from Brian Hull on January 1, overseeing about 7,000 advisers.
The gold rush that is reshaping private banking
An explosion in wealth in the wake of the financial crisis has banks targeting the growing ranks of super rich.
UBS reaches last leg of two largest court battles
Swiss bank could face billions of dollars in fines from French and US authorities.
UBS looks for asset management deals, joint ventures
Bank wants to scale up its 800 billion asset management business so it can compete with larger rivals.
UBS CEO promises to boost wealth management profits
In third quarter, bank's global wealth management unit saw pre-tax profits rise 3%
UBS loses $20 million arbitration award over Puerto Rico investments
Award is the largest penalty for UBS involving the Caribbean island to date.
High times for ultra-high-net-worth families
Average returns in 2017 double those in 2016, according to UBS and Campden survey.
Will Merrill Lynch leave the broker recruiting protocol?
The wirehouse has obviously noted its own lack of recruiting success this year, as well as the slowed attrition rates at its competitors that have exited the protocol.
Star broker, now at Morgan Stanley, alleges sexual discrimination at UBS
The complaint illustrates the persistence of such accusations among the nation's more than 600,000 securities brokers.
Finra bars former UBS rep for failure to provide information
Regulator was investigating Alex Herrera's real estate deals with clients
Private banks are the new hedge funds
UBS wealth management arm offers structured notes that employ relative-value strategies, typically the domain of hedge funds.
UBS laying off dozens of wealth management staff
Move comes as bank revamps the unit's leadership team.
UBS wealth management profits up 16% in latest quarter
The company said the increase was due to revenue growth and improving operational efficiencies.
UBS report reveals most expensive cities in the world
UBS Group AG's Prices and Earnings 2018 survey ranks global city prices, earning levels and purchasing power .
LPL Financial taps wirehouse veteran to lead recruiting effort
UBS exec Richard Steinmeier will replace Bill Morrissey, who is retiring after a number of LPL recruiters jumped ship.
Adviser team managing $340 million at UBS goes indie with Kestra
Jeffrey Boudjouk, two other advisers and assistant set up hybrid in Rhode Island.
UBS loses $480 million team to Raymond James
Four-adviser team in Sarasota, Fla., moves with its two assistants.
