Displaying 388 results
UBS adviser suspected of shooting out windows with a slingshot and marbles
A UBS investment adviser was arrested twice this month on suspicion of vandalism — smashing windows of businesses…
Latest UBS move seen as sign Americas unit won’t be sold
UBS AG will merge the investment and research functions of its global and U.S. wealth management operations.
Four firms to pay $9M for selling too-risky ETFs
Finra levies fines against Citi, Morgan Stanley, UBS and Wells Fargo
Wirehouses luring talent at indie B-Ds
Desperate to reel in star brokers, the wirehouses are fishing more than ever in the unlikely and foreign waters of independent-contractor broker-dealers to hook their top representatives
Wealthy Americans line up to give up passports in Swiss capital
Renouncements are up sevenfold in Bern since UBS whistle-blower triggered crackdown four years ago
UBS wins dismissal of billionaire’s tax lawsuit
A lawsuit filed by Igor Olenicoff, who blamed UBS for his failure to disclose about $200M in offshore accounts, has been dismissed
Many unhappy returns: Billionaire sues UBS for $1.7B over tax advice
Property magnate Olenicoff claims bank never told him he had to render unto IRS on offshore accounts; 'no one's fault but his own'
UBS goes after team that hitched up with Wells
Company claims that the pair downloaded proprietary client info before exiting; computer scrubbing ahead?
Old home week as ex-Merrill execs join McCann on UBS super committee
Six-member team charged with retaking market share in the U.S.
McCann, rising at UBS, gets plum job
UBS AG appears to be making good on its pledge to sharpen its focus on wealth management and rein in its investment banking operations.
UBS leaking oil, but wealth management staging ‘impressive turnaround’: McCann
Between a horrible investment-banking environment and an embarrassing $2.3 billion loss incurred by a London-based trader, UBS AG…
Wealth management a bright spot for UBS in 2011
The Wealth Management Americas division of UBS AG had a tough fourth quarter. The Swiss bank reported…
McCann: Despite UBS woes, wealth management unit staging turnaround
Between a horrible investment-banking environment and an embarrassing $2.3 billion loss incurred by a London-based trader, UBS AG had a tough third quarter
Ex-UBS client indicted for hiding accounts
A former UBS AG client, Amir Zavieh, has been indicted by a federal grand jury on a charge that he defrauded the United States by hiding assets from the Internal Revenue Service.
McCann rising at UBS, gets plum job
Named CEO of Swiss bank's Americas unit; wealth management side gaining clout
At UBS, i-banking out, wealth management in
Swiss giant cutting investment banking services to focus on private banking and wealth management services
UBS’ latest woes hurting morale of firm’s advisers
UBS financial advisers are the latest wirehouse brokers to have to make excuses for blunders elsewhere in their…
Latest scandal could actually boost UBS wealth management
The latest scandal at UBS may be causing headaches for the bank's advisers right now. But in the long run, a re-emphasis on serving rich clients -- rather than chasing investment banking business -- could be a good thing for the company and its wealth managers. | Wirehouse rankings: Average assets per rep | Extra The richest states
UBS lands $1.7B team
Dennis Drescher, managing director and head of UBS Wealth Management Americas' Chicago private-wealth-management office, confirmed that the unit has landed financial adviser Ajay Desai and two other key members of his Desai Group
UBS will pay $12M over naked shorts
UBS AG, Switzerland's biggest bank, will pay $12 million to resolve Financial Industry Regulatory Authority claims that a brokerage unit allowed millions of short-sale orders to be placed without reasonable grounds to believe that the securities could be delivered.
