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RIA shop snags Wells Fargo advisers
A trio of Wells Fargo advisers leave for Washington Wealth Management after their pay was tied to selling mortgages
Wells Fargo mulls branch closures
Wells Fargo & Co. may close or consolidate branches as it examines ways to trim costs, according to…
Hidden billionaires in plain sight emerge as stock markets rise
An analysis of stakes held in publicly traded U.S. and Latin American companies uncovered eight billionaires who haven't appeared in any major international wealth rankings. Most of their 10-figure fortunes are derived from public holdings and dividend income.
ASPPA, record keepers ask DOL for extension on plan fee disclosure
The American Society of Pension Professionals and Actuaries and its sister organization The Council of Independent 401(k) Recordkeepers have asked the Labor Department for more time to meet enhanced fee disclosure requirements.
Edelman goes public on taking firm private
In a dramatic turn, Edelman Financial announced on Monday that the publicly traded company will be acquired by a PE firm in a deal valued at $265 million. Why delist? Ric Edelman explains it all for you.
The key to enjoying your golden years?
If you want to enjoy your golden years, start saving in your 20s and use an investment adviser to help you afford life after work.
Consumer Reports: Should brokerage clients be as content as they are?
Morgan Stanley, WellsTrade and Merrill Edge trail in Consumer Reports ranking of brokerages.
TD names new head of practice management
Gaze replaces Watson, who left for LPL last year
Hartford offers wealth management boss $2M bonus to stay for 11 months
The Hartford Financial Services Group Inc., the insurer scaling back amid investor demands for a breakup, has offered…
Are female advisers better positioned for the $14T opportunity?
Right now, women control an estimated $8 trillion in investable assets. By 2020, that figure is projected to grow to a staggering $22 trillion, as INTV reported last month from the TD Ameritrade Institutional Conference.
Hartford offers wealth management boss Levenson $2M bonus to stay for 11 months
Hartford Financial Services has offered its head of wealth management, David Levenson, $2 million to stay on for another 11 months while it seeks a buyer for its life and 401(k) businesses.
Wealthier people more likely to lie or cheat: Study
Some wealthier people “perceive greed as positive and beneficial,” experiments suggest
Affiliated Managers Group takes maiden wealth management stake with Veritable deal
The deal is the first wealth management acquisition for AMG, which owns stakes in 27 boutique money managers that have a total of $338 billion under management.
There are 22 jobs better than financial adviser right now
Last week, U.S. News & World Report released its 25 best jobs of 2012 ranking, and we couldn't help but notice that 'financial adviser' cracked the list.
McCann, rising at UBS, gets plum job
UBS AG appears to be making good on its pledge to sharpen its focus on wealth management and rein in its investment banking operations.
Wealthy to invest more in commodities, cut cash: Survey
Wealthy investors will shift more money into commodities, real estate and direct investments in private companies, a survey has found.
Holding the line on prices is key to profitability
Advisers need to fight the temptation to cut the fees they charge their clients.
Local banks go big, stay small to win clients
Wirehouses and big banks, beware: Smaller banks are picking off your wealth management clients. Regional and local…
CEO sees more cuts at BofA, including wealth management
Bank of America Corp., the second-biggest U.S. lender by assets, may reduce annual costs by as much as…
