Displaying 95 results
Wells Fargo latest to be sued over forfeited 401(k) money
A proposed class action accuses the company of violating ERISA for its $45.8 billion 401(k) plan.
Raymond James welcomes ex-Wells Fargo advisor in New Mexico
The wealth giant’s newest breakaway addition in the Sun Belt state reportedly managed $115M at the wirehouse.
Wirehouse sacks staff after investigating allegations of faking work
More than a dozen staffers fired over alleged 'simulation of keyboard activity,' according to Finra disclosures.
Wells Fargo says five pivot points in the US economy will drive growth for 18 months
CIO sees growth for both equities and fixed income, with the right choices.
Raymond James welcomes $200M Wells Fargo advisor
The independent wealth giant’s newest addition is joining its employee advisor arm in Michigan.
Sanctuary Wealth partner firm SLK adds multigenerational Wells Fargo pair
The breakaway duo, managing more than $300M in assets, are joining the employee-owned independent in California.
Dynasty Financial welcomes breakaway team in Virginia
The newly launched independent firm, previously managing $750 million at Wells Fargo, extends Dynasty’s reach in the East.
Why are senior JPMorgan execs ‘jumping’ to Wells Fargo?
Senior industry executive poses the question after latest switch, this time in investment banking.
Raymond James notches wins in the Sun Belt with advisor additions
Together, the ex-Merrill Lynch advisor in Florida and the Wells Fargo alum in New Mexico reported managing $250M in assets.
LPL signs $200M duo from Wells Fargo
Based in Texas, the two are starting their own practice, with one advisor’s father joining the team.
Raymond James adds advisor from Wells Fargo
South Florida-based advisor had been overseeing $105 million in client assets at Wells.
Wells Fargo Advisors’ midyear pay tweaks
Broker-dealers are increasingly chasing registered investment advisor assets.
RBC drafts two father-son teams to Western US division
The firm is adding $500M to its enterprise with multigenerational teams from Wells Fargo and Merrill Lynch.
Pennsylvania family office celebrates $5B AUM milestone
The CEO of the firm founded by former Wells Fargo private bank execs says its record two-year organic growth is due to its ‘truly independent, entrepreneurial approach.'
Raymond James signs $243M advisor from Wells Fargo
The industry veteran with two decades of experience will reinforce the brokerage firm's presence in Tennessee.
LPL welcomes $250M team from Wells Fargo
The Brick, New Jersey-based team includes a veteran advisor and two siblings.
LPL expands Mississippi presence with family practice
The veteran advisor and his two sons are joining the IBD after managing $250M at Wells Fargo.
Concurrent continues to hit growth goals with three new advisors
With the addition of recruits from Wells Fargo and Raymond James, the hybrid has topped its initial 2024 target of $17B in assets under advisement.
Former Wells Fargo indie broker is barred by Finra
The broker, Jayson Pocius, was 'discharged' last year from Wells Fargo Advisors Financial Network.
Moneta adds to Colorado footprint with latest merger
The partner-owned national RIA’s merger with a $279M advisor duo marks its first expansion into Boulder.
