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Wells Fargo team managing $1B in Anchorage, Alaska moves to Baird
Three veterans collectively have 70 years of industry experience.
Wells Fargo team jumps to Raymond James
Three-adviser group managing $250 million in Tennessee affiliates with firm's IBD.
Wells Fargo requires advisers to use level fees for new 401(k) business
The move echoes that of other large brokerage houses such as Merrill Lynch, which requires its retirement plan advisers to act as fiduciaries post-DOL rule.
SEC fines Wells Fargo Advisors $3.5 million
Firm's anti-money-laundering unit failed to file timely Suspicious Activity Reports, regulator says.
Wells Fargo launches hybrid robo-adviser
Intuitive Investor platform requires at least $10,000 in assets and has a 50-basis-point fee.
Morgan Stanley advisers feel burned by broker protocol exit
Some reps, including those already thinking of leaving, say the firm only cares about the bottom line.
Morgan Stanley’s broker protocol exit: How did we get here?
As the number of signatories to the protocol has swelled over the years, so too has the gamesmanship Morgan Stanley cites as its reason for leaving, according to experts.
Six-rep team managing $369 million at Wells Fargo joins Ameriprise
The group, led by David Neihart, was with the Wells employee channel, and they'll stay in that same channel at Ameriprise
Finra orders Wells Fargo to pay $3.4 million over risky ETFs and ETNs
Regulator reminds firms of their duty to understand volatility-linked products and supervise how they are sold.
In a turnaround, Wells Fargo Advisors sees slight bump in headcount
Racked by a scandal in its retail banking unit, Wells still managed to add 37 new advisers in the third quarter, a small number but an improvement nonetheless.
Morgan Stanley loses two reps to Wells Fargo
California brokers in Beverly Hills and Rancho Bernardo oversaw a total of nearly $373 million.
Judge dismisses lawsuit by Wells Fargo 401(k) participants
Plaintiffs failed to show the 401(k) plan executives breached their fiduciary duties, according to the judge.
Morgan Stanley, Wells Fargo lose reps to Baird
Brokers in Chicago and Nashville collectively managed $325 million.
Janney loses rep with $207 million AUM to Wells Fargo
Thayer (Terry) Potter, who managed $207 million in client assets at Janney Montgomery…
Wells Fargo increases fake-account estimate 67% to 3.5 million
Revised tally covers a longer period, going back to 2009
Big U.S. banks could see profits jump 20% with deregulation
Allowing bond purchases with borrowed funds would have the biggest impact
Since banking scandal, Wells Fargo advisers with more than $19.2 billion leave firm
Despite a trying year, the firm has said it will sweeten signing bonuses for veteran advisers.
Wells Fargo team managing $300 million moves to Raymond James
Three-broker group in Rochester, N.Y., joins firm's employee unit
Wells Fargo looks unusually cheap, but investors fret mojo’s gone
Due to ongoing scandals, the stock's underperforming the KBW Bank Index
LPL Financial benefits from flight of Wells Fargo advisers
Independent broker-dealer signs up 15 teams from the bank's wirehouse in the second quarter.
