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Elizabeth Warren questions whether Wells Fargo brokerage unit ensnared in bank’s sales scandal
The Massachusetts lawmaker and two other Democrats asked whether the bank filed inaccurate reports on terminated employees to Finra.
Two Wells Fargo advisers and one from Edward Jones join Raymond James affiliate Steward Partners
Carl Gravina and Liana Poodiack managed $450 million of client assets at Wells Fargo, and Joshua Houle managed $50 million at Edward Jones
Wells Fargo teams with SigFig to offer robo-adviser
The wirehouse, whose platform will be available next year, joins other big firms jumping into digital advice. (More: SigFig raises $40 million in funding led by Eaton Vance)
Advisers managing $1.7 billion move to Noyes from Wells Fargo
Chris and Brian Cooke partner with the 108-year-old firm for strategic expansion.
Adviser managing $289 million joins Stifel from Wells Fargo
Steve Myatt joining the Waco, Texas office.
Wells Fargo mulls development of immediate variable annuity
The supposedly new annuity type, as opposed to an immediate fixed annuity, would lock in a higher income in the event of a strong stock market.
Investors want more government spending
Also, Wells Fargo's biggest non-performing asset is its board, Kansas clamps down on bad news, and the ruby slippers are saved.
Wells Fargo embroiled in 401(k) lawsuit over cross-selling scandal
The company's "criminal epidemic" caused its stock price to tumble, leading to hundreds of millions in losses that 401(k) fiduciaries didn't try to prevent, according to allegations.
Embattled Wells Fargo CEO John Stumpf throws in the towel
Tim Sloan will succeed Stump as the bank's chief executive
Wells Fargo adds Credit Suisse brokers under recruiting agreement
Out of 220 it looked at, about half were hired, spokesman says.
More dark clouds loom over Wells Fargo
Plus: DOL rule puts advisers between clients and target-date funds, big dividend yields for those with a strong stomach, and companies lean toward auto-IRAs
Morgan Stanley team managing $600 million in assets joins Wells Fargo
Michael Dechiario, Thomas Charmley, Thomas Soden, Dean Vetsikas and Stacey Robinson joined the firm Monday.
Morgan Stanley team with $427M in assets jumps to Wells Fargo
Brian Latz, John Cicillini and Kenneth Cariota joined their new firm Sept. 1.
Opponents of DOL fiduciary rule hurt by Wells Fargo woes
A financial scandal showing harm to the unsuspecting public — even if conducted outside the advice industry — will live on in the minds of voters and politicians.
The secret history of index mutual funds
The real story of index funds begins far earlier than Vanguard's entry into the retail market in 1976.
Wells Fargo names David Kowach to head brokerage business
Mr. Kowach replaces Mary Mack, who now oversees community banking.
Wells Fargo’s Mary Mack moving to a new post
Head of bank's brokerage will now be in charge of community banking.
Bank of America, JPMorgan Chase, Morgan Stanley, Wells Fargo oppose anti-DOL fiduciary rule lawsuits
In a split with regional brokerage firm, the wirehouses favor compliance over fighting the Labor Department.
Wells Fargo recruits $400M team from Merrill
Robert Duncan, Bradley Newman and Zachary Breverman opened Duncan-Newman Associates in Agoura Hills, Calif.
Amazon and Wells Fargo latest to team up on student loans
Several affinity programs have been rolled out that aim to attract clients with offers to help them pay the high expenses of college.
