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Over a third of US advisors plan to retire within 10 years
Succession planning is critical, as advisors 55 and older account for 42 percent of head count but 57 percent of assets, Cerulli found.
Can the wirehouses stop leaking advisors?
Many advisors are leaving, disillusioned by what they consider prohibitive pay grids and a lack of flexibility.
Adviser recruitment on track for record-breaking year
More than 4,000 advisers and brokers switched firms during the first quarter, up 11% from the first quarter of 2020. RIAs and IDBs continue to set the pace.
Team managing $270 million at UBS moves to Baird
The WillowPointe Group, a two-adviser, five-person team, joins in Cookeville, Tennessee.
Team managing $1.35 billion at Merrill Lynch moves to Stifel
The practice in Dallas includes four advisers and three support staff.
UBS team managing $245 million goes indie with LPL
Brendan Biruk and Dan Rattigan form Washington Crossing Financial Group in Washington Crossing, Pennsylvania.
Merrill Lynch duo managing $200 million joins indie team
Patrick Fontana and Michael Dunham move to Raymond James affiliate in Dallas
Breaking away from a brokerage during a pandemic is hard … but rewarding
Those RIAs that made the move this year say that the effort has been worth it
Wells Fargo duo managing $215 million goes indie with LPL
Lynn Daughtry, Kyle Conger form White Oak Investment Management in Georgia
Wells Fargo loses defamation fight to fired broker
Amy Webster was a former bank broker for Wells Fargo Advisors for 13 years and claims the company made 'defamatory' remarks on her Form U5
Duo managing $350 million at UBS move to RBC
Samuel Martello and Brian Sullivan switch firms in Cleveland
UBS Wealth picks ex-NFL player to lead athlete segment
Adewale Ogunleye is a former Pro Bowl defensive end with the Chicago Bears
Merrill adds more choices to its model portfolio offering
Additions include sustainable, hybrid and high-net-worth options from several managers
UBS sued for $500 million by Chinese tycoon over deal gone awry
Wealthy Chinese businessman Guo Wengui steps up his fight over money he lost when the bank called in a margin loan
UBS slashes investment minimum for robo-advice
Giant firms are looking for an avenue to serve younger clients
Wells Fargo to freeze raises for high earners
The bank plans to halt increases in base pay in the coming year for employees earning more than $150,000
Wells Fargo hits lowest level since 2009
Investors are waiting to learn more about CEO Scharf's strategy amid news of job cuts, sales of business units
Duo managing $475 million at UBS joins RBC
Robert Loupee and Michael Graziani shift firms in Bloomfield Hills, Michigan
Wells Fargo exploring $1 billion-plus corporate-trust sale
The bank is also considering whether to unload its $10 billion student-loan portfolio
Merrill team managing $550 million moves to Rockefeller Capital
CM Private Wealth Group is based in Northbrook, Illinois
