Displaying 146 results
Canadian fintech Conquest boosts AI-powered financial planning platform
The wealth tech firm’s updates will help advisors on the Pershing X platform gain deeper insights and navigate plans more easily.
Mind SEC’s new data breach rules, says Finra
The industry regulator is urging member firms to start taking appropriate measures as changes to Regulation S-P take effect.
Advisor360 sets up next growth phase with ex-Merrill Lynch leader
The veteran hire will spearhead the wealth tech firm’s efforts to find expansion opportunities in a newly created role.
Vestwell bolsters 401(k) leadership with JPMorgan deal
The distribution partnership will see the fintech carry a key product, allowing more advisors to oversee workplace retirement plans.
Envestnet moves to make its UMA platform more personal
The wealth tech titan is tightening ties with Fidelity, BlackRock, Franklin Templeton and State Street to help advisors create tailor-made strategies.
AI vs. human advice: which one wins consumers’ trust?
New Finra research peels back the layers on consumer sentiment and use of artificial intelligence for financial and investment advice.
Mercer Advisors brings private market muscle to high-net-worth clients
The $60B RIA unveils strategic tech partnership for new alts platform, along with new leaders in its private markets division.
Asset managers use of AI in marketing to advisors is ‘years away’
Report shows modest use of AI in intermediary distribution-related data initiatives.
Broadridge targets the “advisor distribution riddle” in latest acquisition
The global fintech provider has snapped up an advisor intent data provider to help asset managers sharpen their digital marketing.
Facet forges tech tie-up to enhance estate planning
The financial planning fintech’s latest integration aims to make estate planning more accessible across the wealth spectrum.
Could GenAI change the financial advice game?
New Deloitte report predicts shifts in generative AI could threaten advisors who don’t go beyond transaction-based relationships.
MassMutual strikes new alts partnership with CAIS
The financial giant is tapping the leading alternatives provider as it doubles down on support for its advisors.
TCW, Clearnomics team up to arm advisors with insights
The first-of-its-kind partnership provides advisors with shareable research on public and private markets, economic trends, and more.
$10M penalty vs. NYSE parent goes too far, say SEC commissioners
Two dissenting voices from the federal regulator warned the penalty could create "a counter-productive dynamic" with its regulated entities.
iCapital breaks in its distributed ledger capabilities
The fintech's first DLT-enabled fund, launched jointly with UBS, will be the first proof point of its efficiency-boosting technology.
Rise of online brokerages a trend to watch, says Broadridge
Landmark study of more than 40 million investors shows shifts in self-directed investing, with balance of power tipping away from mutual funds.
Nvidia in focus as last hurdle in tech earnings victory lap
With Magnificent Seven stocks riding high, all eyes are on the AI chip giant as investors anticipate another earnings beat.
SEC slaps NYSE parent firm with $10M penalty for cyber reporting failure
The federal securities regulator says the exchange giant took four days to report a vulnerability in its network, violating its internal procedures.
Annuity data firm Cannex inks partnership with Luma
The lifetime income research provider’s collaboration brings a new tech platform to empower advisors using annuities.
Orion taps fintech vet Ron Pruitt as new president
The industry veteran brings an extensive wealth of experience built up over 25 years, including a key executive position at Envestnet.
