Displaying 28510 results
WisdomTree woos more advisors with portfolio solutions offering
The firm is doubling down on its $3.5B model portfolios business with a fresh push to help enhance investment advisors’ practices.
Broker who took client funds for 17 years is barred
"A broker admitting that he has been ripping off clients for 17 years is beyond troubling," said one attorney.
BNY names new global head of investments and wealth
The Nuveen alum with investment experience from TIAA, AIG, and Merrill Lynch is set to join as longtime leader lets go of the reins.
California becomes 26th state to enshrine high school personal finance education
Under landmark bill signed by Governor Newsom, passing a personal finance course will be a high school graduation requirement by 2031.
SEC charges Silvergate Capital Corporation, former execs with misleading investors
The firm and two individuals have settled, but CFO will fight to clear his name.
Kovitz set to exceed $24B AUM as new combination is announced
Focus Financial firm is preparing for another major tie-up.
How much income does the average American believe means financial security?
Spoiler alert: it's way more than most people make.
Wall Street weighs impact on bonds if Trump wins
Strategists urge investors to hedge against inflation.
More American homeowners locked into mortgage rates above 5%
Older loans at lower rates are being replaced by costlier borrowing.
Take profits on five-year Treasuries now says JPMorgan
Selling pressures are elevated due to multiple risk events.
‘Roaring Kitty’ orchestrated GameStop pump and dump, class action alleges
A federal lawsuit against the famed meme stock influencer alleges he purchased 120,000 options before re-emerging to post about the company in May.
SEC boots California RIA linked to crypto, private funds
"Nobody knows what’s happening internally in these pooled funds at the retail level," said one plaintiff's attorney.
EP Wealth scoops $700M Texas practice
The fast-growing RIA boosts its assets in the state past $1B as it welcomes a 23-year planning and investment veteran as its new regional director.
Investors increasingly seeking alts but education is key, says Crewe CIO
Dustin Thackeray, CFA, shares his insights on the alternatives investment space.
BlackRock enhances alts data with $3.2B Preqin acquisition
Asset manager will gain valuable insights into risks, opportunities.
Schroders, UBS Global Wealth both see growth of the same haven
With geopolitical uncertainty, fiscal risk the firms expect rocky H2 2024.
EM bonds totaled $321B in first half of 2024, but slowdown is ahead
JPMorgan, BofA both see heavy braking for the market.
Michael Jackson passed away more than $500M in the red
Court filings by executors of his now $2B estate reveal the King of Pop’s dire financial straits at the time of his death in 2009.
Advisors’ shuffle away from cash reaches its fifth year
Advyzon research reveals steady decline in advisors’ cash allocations, along with ETFs’ decisive victory over mutual funds.
SEC’s investor advocate warns of previously impossible scale and complexity of fraud
Office of the Investor Advocate delivers FY2025 priorities report to Congress.
