Displaying 4548 results
Wealth Enhancement Group gets another foothold in Texas
The national independent’s growth continues in the Lone Star State with a $254M RIA led by an experienced advisor duo.
SEC boots California RIA linked to crypto, private funds
"Nobody knows what’s happening internally in these pooled funds at the retail level," said one plaintiff's attorney.
Wealthspire Advisors appoints industry veterans to bolster C-suite
The independent RIA unveils leadership additions, including its first-ever chief technology officer, in a redoubled commitment to attract top talent.
Commonwealth swipes $300M planning team from Osaic
Severing a 22-year-old affiliation, the advisory firm with a comprehensive planning focus will serve as an OSJ at the IBD and RIA giant.
Ex-Sanctuary CEO Jim Dickson launches new firm for growth-focused RIAs
The venture co-founded with Mark Penske, which will take strategic stakes in independent partner firms, is starting strong with a deal to snap up a $3.4B OCIO.
SageView teams up with Transamerica on pooled retirement plan solutions
The independent RIA is helping more employers offer retirement benefits with cost-effective 401(k) and PEP plan options.
How this RIA lets clients be their own CEO
‘Part of our value proposition is we're always going to keep you from doing something you’ll regret,’ advisor says.
Certuity taps industry veteran Scott Welch as new CIO
As CIO, Welch brings more than 25 years of experience, including time at WisdomTree and Dynasty Financial Partners.
Fidelis Capital adds UHNW planning cred with veteran hire
Douglas Rothermich joins the firm from TIAA, where he had oversight of all HNW planning, and worked directly with clients holding more than $1B in assets.
SCS Financial taps Lane MacDonald for CIO role
The three-decade veteran will lead the continued growth of the Focus Financial partner firm’s investment platform.
Three forces that will accelerate the drive toward independence
Shifts in the broad wealth landscape have tipped the balance in favor of breakaways, argues industry veteran Scott MacKillop.
Hollywood hits Park Avenue: InvestmentNews Award winners dish on big night in NYC
Award winners from wealth management's biggest evening recount their experiences and explain what helped them to victory.
Carson deepens Northeast presence with Michigan-based independent
The firm has announced Avery Wealth, a $212M firm in Jackson, as the latest inductee to its national partner network.
Allworth extends California footprint with Del Monte Group deal
The national RIA’s latest acquisition adds another $220M to its roughly $22B wealth enterprise.
NewEdge Advisors swipes $540M team from Carson
The New Orleans-based RIA has welcomed a 20-year-old independent wealth planning practice in Michigan.
Who do you need to hire to grow your business?
If you believe recruiting other top business development people is the answer, you should think again.
Wealth Enhancement Group snaps up $219M East Coast RIA
With locations in New Jersey and Florida, the fee-only firm takes a science-backed approach to create personalized portfolios for clients.
Fisher Investments deal’s valuation in line with market
'The firm is unique because of its retail brand,' says one industry consultant.
Ritholtz Wealth taps Callie Cox for inaugural C-suite role
The accomplished reporter and analyst will be a core figure in the national RIA’s content development, blog, and podcasting efforts.
Steward Partners CEO tackles AI, M&A and hybrid RIAs
Steward CEO Jim Gold sits down with InvestmentNews to weigh in on the top trends moving the RIA space.
