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Morgan Stanley partners with OpenAI on internal chatbot for its advisors
Answers to advisors' questions will be generated exclusively using Morgan Stanley's library of content and data.
Raymond James adds Wells Fargo team with $450 million in assets
The father-son pair, David and Paul Gwidt, will operate as Gwidt Wealth Management Group in Racine, Wisconsin.
Raymond James adds advisor managing $350 million at UBS
Richard Weisberg will operate as Weisberg Wealth Management in Naples, Florida.
Wells Fargo advisors with $1.45 billion in assets go independent with LPL
The core group of Angie Ostendarp, Jordan Raniszeski and Mary Sherrill Ware is joined by Mitch Mayfield and Jeff Vandiver.
UBS CEO gets 11% pay hike
Ralph Hamers received $13 million for his second full year in the job while the overall bonus pool for the rest of the firm was cut 10% to $3.3 billion.
Morgan Stanley ESG ETFs get the cold shoulder
Critics say Morgan Stanley's big launch of six Calvert ETFs was poorly timed in an environment where ESG has become a political football.
UBS adds pair of Merrill advisors managing $640 million
Brian Mariash, James Lowther and their team will operate as Mariash Lowther Wealth Management in Sarasota, Florida.
Morgan Stanley ordered to pay Schwab $7.3 million over broker recruiting
In its arbitration claim, Schwab accused Morgan Stanley and the two brokers who joined Morgan Stanley of violating a non-solicitation agreement.
LPL adds Merrill advisor managing $300 million
Irvine, California-based Eric Gallinger is affiliating with LPL through Stratos Wealth Partners.
Merrill Private Wealth promotes Hans to lead unit
For the last six years, Lindsay Hans has headed Merrill's Northeast and Mid Atlantic Divisions. She succeeds Don Plaus, who's retiring.
Morgan Stanley team with $715 million joins Americana Partners
The team of eight in Midland, Texas, was brought to Americana by Dynasty Financial Partners.
Merrill advisor with $440 million in assets affiliates with LPL
Thom Maher is launching a firm, Maher Wealth Management, in Phoenix.
Sanctuary Wealth adds $1.5 billion Merrill team
Chappell Wealth Management is based in The Woodlands, Texas.
Dynasty Financial, in first-ever acquisition, picks up TruClarity’s breakaway business
Dynasty currently has 35 job openings, and CEO Shirl Penney said TruClarity's people, including CEO Pamela Stross, were a big part of its appeal.
Merrill launches new tool allowing advisors to record, share custom videos
The wirehouse's Video Pro guides advisors through creating compliance-approved content for clients and prospects.
Raymond James nabs $680 million team from UBS
The four advisors operate as Momentum Wealth Partners in Akron, Ohio.
Finra arbitrators order Credit Suisse to pay $1.3 million to former rep
The Swiss firm loses another dispute over deferred compensation related to the 2015 closure of its U.S. wealth management operation.
Alex. Brown nabs Florida advisor managing $250 million at Merrill
Daniel Laiter will join Alex Brown's Brickell Avenue branch in Miami.
UBS wealth management Americas adds assets but pace slows in tough 2022
UBS reported that it had 6,245 financial advisors in the Americas region at the end of last year, little changed from 6,218 at the end of 2021.
Finra bars ex-UBS broker in Texas who sold phony annuities
According to Robert Earl Turner's BrokerCheck profile, UBS has settled six disputes with his customers for close to $12 million.
