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Trio managing $10.5 billion moves to UBS
The six-person team is leaving J.P. Morgan Private Bank in San Francisco.
Why advisers are sacrificing momentum to change firms
It seems counterintuitive that an adviser or team who may be riding the wave of their 'best year ever' would change jerseys or break for independence. Yet it’s happening in record numbers.
Duo managing $250 million at Wells Fargo joins Janney
Three sole practitioners managing $297 million in total are also moving to the firm.
Merrill Lynch details adviser development program
With a fresh take on adviser training, Merrill Lynch expects to increase diversity while graduating 1,000 new advisers per year. These advisers will be located in-office and report to their local market executives.
Merrill Lynch to launch new adviser training course, ends cold-calling
In keeping with the times, it appears that the practice of cold-calling is out and using social and business networking platforms like LinkedIn is in.
Wells Fargo team managing $468 million joins Raymond James
The four-adviser group is moving to the firm’s employee unit in Augusta, Georgia and will operate as the Cypress Wealth Group.
Morgan Stanley defies bank diversity trend
The leadership changes announced May 20 position a slate of potential successors to CEO James Gorman who are mostly white and male.
Morgan Stanley CEO Gorman revamps leadership
Andy Saperstein, head of wealth management, was named co-president along with Ted Pick, head of trading, as Gorman positions a small group as his most likely successors.
UBS to cut 700 jobs across wealth unit, investment bank
Over the next three years, the positions are expected to be eliminated in Switzerland alone, with the bulk at the corporate cost center and about 200 between wealth management and the bank’s Swiss unit for personal and corporate banking.
UBS nabs $1.8 billion duo from J.P. Morgan
John Farrell and Joel East are joining the UBS branch in Fort Worth, Texas.
Rockefeller adds UBS team managing $1.9 billion
Knowlton Knowlton & Larsen will be Rockefeller's first group of advisers in Boston.
Trio managing $215 million at UBS goes indie at LPL
The Atlanta-based, woman-led team is affiliating through Gladstone Wealth Partners, an office of supervisory jurisdiction.
Duo managing $1.1 billion at Morgan Stanley moves to J.P. Morgan
Mark Donohue will be based in Palm Beach Gardens, Florida; Gordon Sommer in New York
UBS adviser managing $150 million in Florida moves to LPL
Jeffrey Schiffman joins the firm’s employee unit in Palm Beach Gardens, Florida.
Duo managing $200 million at Wells Fargo goes indie with Commonwealth
Aaron Sehl and Vincent Feijoo set up FS Financial in Southington, Connecticut.
UBS explores offering crypto investments to rich clients
The Swiss firm is exploring several alternatives for offering the asset class, people familiar with the plan said. Any investment offering would be a very small portion of the clients’ total wealth because of the volatility.
Trio managing $244 million at Wells Fargo joins D.A. Davidson
The Squier & Martinez group is opening an office for the firm in Grand Junction, Colorado.
Weber says UBS should consider a chairwoman when he leaves
The bank is planning to appoint a successor to Chairman Axel Weber, 64, at its annual general meeting next year.
Duo managing $460 million at Wells Fargo joins RBC
Heald Wealth Management changes firms in Wellesley, Massachusetts
UBS nabs $2 billion team from BofA private bank
The seven-person group will join its Newport Beach, California, office.
