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UBS has more diversified business than Morgan Stanley: JPMorgan analysts
The Swiss bank has a better wealth management franchise than Morgan Stanley outside the U.S., JPMorgan analysts say.
Morgan Stanley’s Jeff McMillan named firm’s AI head
Financial services giant seeks to bolster its tech leadership with newly created artificial intelligence role.
Baird bolsters Wisconsin presence with team from UBS
The latest team to join the broker-dealer managed $680 million in client assets at their former firm.
US growth strategy will take time, says UBS CEO
'We need to have a better footprint in the US,' Ermotti says.
Morgan Stanley wealth unit unveils plan to hit growth target
Jed Finn begins his reign as head of wealth management by outlining focus on fees, alternatives, and banking.
How much do wirehouse advisors hate selling for the bank?
Financial advisors simply can't stand conflicts that mix banking and financial advice.
UBS shares surge on Morgan Stanley upgrade
The wirehouse's stock hit its highest level since 2008 after an analyst upgraded it to overweight, predicting a revival in deal-making.
Merrill Private Wealth Management chief to lead Citi Private Bank North America
Citibank incumbent is retiring after 22 years with the firm.
UBS scraps Credit Suisse coal financing rollback
Global asset manager will instead detail its own plan for climate change.
Raymond James adds teams from Morgan Stanley, UBS
The firm welcomes a $350 million duo in New England, and an advisor in Florida who had managed a $235 million book.
Morgan Stanley flexes private-market muscle with new service
Wirehouse’s new concierge desk broadens opportunities for wealth clients to invest in private secondary markets.
Merrill Lynch $320M duo joins Ameriprise
The Tacoma, Washington, team was attracted by advisor-client experience.
Wells Fargo appoints JPMorgan veteran as vice chairman
Doug Braunstein served as chief financial officer at JPMorgan.
$450M team joins Raymond James from Merrill
The Winter Park, Florida-based wealth practice caters to retirees, business owners, and aerospace and defense industry execs.
LPL lands $1B team from Merrill Lynch
The Pennsylvania-based private wealth team works with high-net-worth families, business owners, professionals and executives.
Father-son team shares tips for business, relationship success
UBS wealth manager Hannes Grascher was extremely careful when he brought his son Max onto his team.
Wells Fargo appoints 34-year veteran to lead growing independent channel
New leader will focus on growing market share for firm’s WIM business.
Has the wealth industry entered a new era of dealmaking?
Echelon Partners report shows RIAs continuing to gain market share in 2023, while private equity firms figured in three-fifths of transactions.
Wells Fargo consent order for fake accounts ended by OCC
While the consent order has been lifted, Wells Fargo still has a cap on its growth imposed by the Federal Reserve.
Finra fines Morgan Stanley $1.6M over muni transaction shortfalls
Broker-dealer self-regulator finds pattern of gross supervisory failure involving municipal securities over a five-year period.
