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Wells Fargo third-quarter profit slumps
Bank takes customer remediation and restructuring charges to address old scandal
Tom Nally out at TD Ameritrade
The longtime president of its institutional business is leaving the company, coinciding with its acquisition by Charles Schwab
UBS chairman says bank isn’t seeking partner
Axel Weber denies reports that UBS is planning to merge with a rival
Morgan Stanley fined $60 million over failed hardware oversight
The Office of the Comptroller of the Currency cited shortcomings related to the decommissioning of data centers for the firm's wealth management unit
Morgan Stanley adviser managing $420 million joins RBC
Gordon Witherspoon is going to the firm's Hunt Valley, Maryland, branch outside Baltimore
Inside Morgan Stanley’s $7 billion deal for Eaton Vance
The deal adds to the $13 billion acquisition of the discount brokerage E-Trade as the wirehouse looks to evolve beyond its investment banking roots
Morgan Stanley keeps buying, will acquire Eaton Vance
The wirehouse will pay $7 billion for the money manager
Wells Fargo chops more than 700 commercial banking jobs
The bank is embarking on workforce reductions that could ultimately number in the tens of thousands
UBS team managing $300 million goes RIA
Patron Partners, led by Stephen Caton and Rick Figueroa, sets up shop in Houston
RBC nabs Morgan Stanley team managing $625 million
Special needs are a focus of the nine-person Martin Wealth Management in Princeton, New Jersey
Merrill’s army of newbies to resume cold-calling
Merrill Lynch is making changes in the way it manages young advisers and trainees
Schwab acquisition of TD to close Oct. 6
The Fed also signed off on Morgan Stanley's purchase of ETrade, which is expected to close Friday
SEC gives Morgan Stanley a $5 million slap over short sales
The firm separated hedges into two buckets, which is a Reg SHO no-no
Wells Fargo’s Envestnet data-sharing deal raises murky questions
The agreement opens up access to important tools for consumers, but the FTC is asking for more information about such practices
Merrill team managing $1 billion goes indie with Kestra
Four-adviser RS Will Wealth Management established in Frederick, Maryland
Citi hires Merrill exec to head wealth management
David Poole has led Merrill Edge and Merrill Guided Investing
Five-adviser Merrill team managing $280 million joins Stifel
The Bonnette group is opening an office for the firm in Audubon, New Jersey
Outspent by Wall Street, investor advocates focus on educating lawmakers on advice issues
One goal is to fortify Democratic opposition to Reg BI
Team managing $500 million at Wells Fargo moves to Alex. Brown
A trio of advisers led by Steve Kanteliotis joins the Raymond James unit in Philadelphia
UBS chairman explores merger with Credit Suisse: Report
Such a deal would create one of Europe's largest banks at a point when the industry is under pressure to consolidate
