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Clients don’t grasp fees, and that’s bad for business
Not knowing how their advisers are compensated affects clients' trust, according to a Hearts & Wallets report
3 Questions: Brian Hamburger on adviser recruiting
The founder and CEO of MarketCounsel discusses whether advisers are rethinking their plans to go independent
Morgan Stanley’s Gorman sees more remote work in future
Will large firms look to cut real estate costs now that the pandemic has proved the viability of working from home?
SEC wraps up share-class initiative by settling with Merrill, two others
Over two years, the agency's initiative returned more than $139 million to investors
Merrill Lynch revises mutual fund compensation ahead of Reg BI
The brokerage will level the pay its advisers receive for the sale of some share classes, among other changes
Morgan Stanley sees wealthy sticking with cash
The wirehouse's clients have been shifting from stocks into cash or cash equivalents
Billionaire clients at UBS keen on turnaround opportunities
The firm's sophisticated investors are looking at opportunities ranging from refinancing existing debt to addressing margin calls
Merrill Lynch pulls back on adviser trainee program
The COVID-19 pandemic made it impossible for in-person interviews of potential advisers
Wells Fargo reduces minimums on robo platform
Fees for Intuitive Investor cut to 30 basis points for preferred customers
Wells Fargo earnings point to a tough 2020
First-quarter performance shows weakness across the board in the bank's wealth management business
UBS team managing $325 million joins Kestra
Sean Russell and Philip Giammarino move to Coastline Wealth Management
Morgan Stanley loses appeal of $3.3 million Finra arbitration
The wirehouse sought to toss a large award it lost to investors who owned Puerto Rican bonds
Former Wells Fargo adviser part of alleged $33 million crypto Ponzi: lawsuit
The purported scheme targeted doctors and claimed their money would be used to trade cryptocurrency using a proprietary algorithm
Morgan Stanley’s Gorman: I recovered from COVID-19
The CEO tells employees in a video that he isolated himself at home
3 suits against JPMorgan Chase’s 401(k) plan are joined
The suits allege fiduciaries failed to secure lower fees for plan participants
UBS pledges $2 billion to aid small businesses via U.S. plan
Enterpreneurs make up a big part of the firm's US client base, it says
Jamie Dimon sees ‘bad recession’ and echoes of 2008 crisis ahead
The only current CEO who steered a major U.S. bank through the financial crisis said the firm's earnings will be “down meaningfully” this year
ETrade still a sweet fit for Morgan Stanley: Gorman
The bank's CEO remains optimistic about the acquisition despite the COVID-19 crisis
Party’s over, Florida. Advisers see trouble looming in state’s economy
A recession could be coming for the Sunshine State, says a Wells Fargo Securities analyst
Merrill duo managing $900 million goes indie with Raymond James
Neil Goetzman and Jeffrey Nau set up eponymous business in Alexandria, Va.
