Displaying 2261 results
Wells Fargo duo managing $200 million goes indie through Raymond James
Mark Killingsworth and Stephen Vessey set up shop in Beaver Dam, Wisc.
Wells Fargo suspends job cuts
It joins Citigroup and Morgan Stanley, as well as some European banks, in pledging to preserve jobs amid the pandemic
Wells Fargo Advisors reverses plan to charge more clients an account fee
The firm is altering a plan that was unpopular with some advisers
Morgan Stanley CEO vows no layoffs in 2020
The bank's shares are off 30% so far this year amid concerns about loan losses and the impact of low rates on margins
Wells Fargo to give extra pay to most U.S. workers amid crisis
The bank will make payments to workers who earn less than $100,000 and were employed by Wells for all of 2019
Wells Fargo named in new 401(k) lawsuit
The company has been sued again over its use of its own products in its retirement plan
SEC bars former Merrill Lynch adviser over alleged $1.7 million fraud
The Chicago broker had been fired by the wirehouse and previously barred by Finra
As Wall Street dives, what’s the plan at Wells Fargo Advisors?
The wirehouse's advisers will be closely watching its new leaders
SEC bars former wirehouse broker over $1.6 million fraud
The former rep at Wells Fargo and Morgan Stanley was sentenced to 30 months in prison last month
Wells Fargo CEO tells lawmakers bank has ‘sense of urgency’
Charles Scharf told the House Financial Services Committee that the bank had a 'flawed business model' and that its 'culture was broken'
Wells Fargo’s chair quits ahead of Capitol Hill hearing
Betsy Duke is scheduled to appear before the House Financial Services Committee Wednesday
Wells Fargo Advisors imposes account fee on more clients
Households now need $500,000 in assets, up from $250,000, for Wells Fargo to waive the fee
Coronavirus cripples travel plans, postpones industry events
Some at-risk employees are being asked to work from home or attend virtual meetings
Team managing $450 million at Wells Fargo starts RIA
Brown Miller Wealth Management in McLean, Va., will use First Clearing for custody
UBS CEO Ermotti to become chairman of Swiss Re
The news ends speculation that Ermotti might try to succeed UBS chairman Axel Weber
SEC fines Wells Fargo $35 million for unsuitable sales of complex products
Firm recommended that clients buy, hold single-inverse ETFs in retirement accounts despite previous Finra penalty
Wells Fargo pays $3 billion to settle federal probes
The deal allows the bank to avoid a criminal conviction for its sales abuses
Wells Fargo nears deal to end federal probes
The bank will pay about $3 billion to settle the government's investigations into a range of consumer abuses
Morgan Stanley takes cue from Merrill with ETrade deal
Will ETrade become a part of its business where Morgan Stanley can vet young advisers?
Rudy Adolf takes swipe at wirehouse brokerage after Morgan deal
Focus Financial CEO says Morgan Stanley's purchase of ETrade shows traditional brokerage model is broken
