With SEC poised to expand crowdfunding rules, it’s time for advisers to get up to speed
The SEC is scheduled to vote on a piece of the 2012 JOBS Act that will give retail investors access to private equity investing through crowdfunding platforms. That means challenges and opportunities lie ahead for advisers.
Investment crowdfunding is coming to the retail-investor marketplace and financial advisers who are not up to speed could be missing an opportunity to provide valuable guidance to their clients.
“I think it's a really big thing,” said Doug Ellenoff, a securities lawyer at Ellenoff Grossm
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