Regulation, Legal & Compliance

Merrill to pay $39 million in cash sweep settlement

Merrill to pay $39 million in cash sweep settlement

The financial advice industry has been facing inquiries into its cash sweep programs for years now.

RIA News

Concurrent eyes $3B to $10B RIA platforms after Spire buy

Spire is Merchant-backed Concurrent's largest deal by revenue as CEO Nate Lenz targets one or two more platform acquisitions a year.

Regulation, Legal & Compliance

SEC accuses fund advisor of defrauding SpaceX, OpenAI investors

Investor money allegedly went to strip clubs, exotic cars, and landscaping

RIA News

RIA moves: Savant enters Thousand Oaks as Procyon lands in New Jersey

Procyon adds $415 million in assets under management in New Jersey while Savant picks up a $213 million Southern California planning firm

Fixed Income

September jobs report misses forecasts. Here's what it means for advisors

Payrolls rose just 29,000 as the unemployment rate hit 4.2%, giving the Federal Reserve cover to hold rather than hike for its upcoming October policy meeting.

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Trending Topics

Why advisor annuity adoption often stalls on workflow and fee objections
Life Insurance And Annuities

Why advisor annuity adoption often stalls on workflow and fee objections

Annuity proponents say clients' lockup and fee fears are trade-offs advisors can reframe as guaranteed lifetime income.

Wealth tax, capital gains hikes draw bipartisan support in US battlegrounds
Practice Management

Wealth tax, capital gains hikes draw bipartisan support in US battlegrounds

New survey data shows Republicans and Democrats in some key states agreeing on taxing the ultra-wealthy.

AI marketing adoption gap costs financial firms revenue
Transformation

AI marketing adoption gap costs financial firms revenue

Cornerstone Advisors study reveals compliance bottlenecks stall campaigns weeks after customer opportunities close.

US home price growth picks up but flipping profits keep shrinking
Alternatives

US home price growth picks up but flipping profits keep shrinking

Annual appreciation reached 1.9% in July, yet flipping margins have declined for two consecutive years as mortgage rate pressures persist.

HB Wealth enters Texas with physician-focused advisory team
RIA News

HB Wealth enters Texas with physician-focused advisory team

A father-daughter trio managing approximately $700 million joins the Atlanta-based fee-only RIA, establishing its Austin foothold.


PREMIUM Getting private AI exposure right: entry, timing, and exit

Opportunity lies beyond access, in separating durable leaders from expensive ones and finding liquidity

PREMIUM The bond market is bigger than the benchmark

TCW says the Bloomberg Aggregate is useful, but an incomplete map of today’s bond market

SPONSORED In the Age of AI, Trust Becomes the Advisor's Greatest Asset

As AI makes financial information more accessible than ever, Lana Hock explains why human judgment, trust, and empathy remain the qualities clients value most in a financial advisor

SPONSORED Direct indexing webinar targets tax-loss harvesting amid market swings

Northern Trust’s Ken Lassner shows advisors how to convert volatility into after-tax portfolio gains

“The AI tsunami is going to change this industry in very unpredictable ways”
Podcasts

“The AI tsunami is going to change this industry in very unpredictable ways”

Bruce this week chats with Brad Bueermann, CEO and founder of FP Transitions, a leading consultancy for RIAs, on valuations, compensation and the repercussions of the Altruist deal.

Here’s the financial topics couples need to talk about before marriage
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Videos

Here’s the financial topics couples need to talk about before marriage

Aileen Schruth, senior vice president of wealth management at UBS Financial Services, sits down with InvestmentNews anchor Gregg Greenberg to highlight the financial conversations couples should have before tying the knot.

Small-cap stocks will continue to outperform. Here’s why
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Videos

Small-cap stocks will continue to outperform. Here’s why

Mario Tufano, portfolio manager at CS McKee, sits down with InvestmentNews anchor Gregg Greenberg to highlight opportunities in small-cap stocks, and explain why the market’s smaller names will continue to outperform.

Check out the active ETFs most resonating with advisors and investors
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Videos

Check out the active ETFs most resonating with advisors and investors

Scott Davis, head of ETFs, Capital Group, sits down with InvestmentNews anchor Gregg Greenberg to highlight the active ETF strategies currently resonating with advisors and investors.

Private market assets remain hot, but client education still necessary
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Videos

Private market assets remain hot, but client education still necessary

Todd Cassler, chief revenue officer at Wilshire, sits down with InvestmentNews anchor Gregg Greenberg to highlight how advisors can educate clients about the benefits of private market assets and alleviate their liquidity concerns.

Janus Henderson PM highlights the benefits of equity-linked notes
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Videos

Janus Henderson PM highlights the benefits of equity-linked notes

Natasha Sibley, portfolio manager at Janus Henderson Investors, sits down with InvestmentNews anchor Gregg Greenberg to explain how equity-linked notes help advisors add income and stability to client portfolios.

Upcoming Events

EVENTS

Venue: 583 Park Avenue
Join us in honoring exceptional female advisors, wealth managers, and financial leaders for their bold achievements, innovative leadership, and transformative impact. Witness these outstanding professionals being recognized on a national stage with the glitz and glamour they deserve.

VISIT SITE

November 05, 2026

EVENTS

Venue: 583 Park Avenue, New York
Women Advisor Summit is one day of practical insights and honest conversations for the financial advisors, wealth management executives, and business leaders building what's next.

VISIT SITE

November 05, 2026

EVENTS

Venue: New York

VISIT SITE

June 01, 2027

WEBINARS

The complexity isn't in the portfolio - it's in the client's life

One request. Three overlapping issues. Here's what advisors often miss.

AVAILABLE NOW

September 30, 2026

WEBINARS

Value, Liquidity, Succession: Why Advisors Can’t Treat These as Separate Conversations

Learn why value, liquidity and succession must be planned together to preserve value and control.

AVAILABLE NOW

August 18, 2026