Independent Broker Dealers

NFL referee Shawn Hochuli doubles as LPL-affiliated financial advisor

NFL referee Shawn Hochuli doubles as LPL-affiliated financial advisor

Second-generation NFL ref Shawn Hochuli co-founded IWM Partners in Irvine, California, a wealth management practice with more than $500M in client assets

Regulation, Legal & Compliance

SEC alts proposals may spark compliance 'culture shock' for managers

CFP, CFA and CPA holders could gain accredited investor status as regulators weigh wider private market access for advisory clients

Fintech

Advisor tech platfoms court firms with discounts, notaries, education

DeepVest, Vanilla and Libretto roll out tools to help financial advisors launch firms, close estate plans and sharpen planning skills

Retirement Planning

When it comes to retirement, Americans struggling with 'permission to spend,' says Prudential

“People aren't effectively using their wealth in retirement,” said David Blanchett of Prudential.

Practice Management

Amplified Planning's Externship draws record 2,825 aspiring planners

Career changers, students and current advisors filled a record class, raising questions about how firms hire next-gen advisors.

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Trending Topics

SEC bars NY advisor who allegedly defrauded elderly client of $2.4 million
Regulation, Legal & Compliance

SEC bars NY advisor who allegedly defrauded elderly client of $2.4 million

U.S. seniors lose $28.3 billion annually as a result of financial exploitation, according to a 2023 AARP study.

Cerity Partners adds Bay Area, Minneapolis, Atlanta firms in deal hat trick
RIA News

Cerity Partners adds Bay Area, Minneapolis, Atlanta firms in deal hat trick

Cornerstone Capital, Echo Wealth Management, and Compass Wealth Management add about $2 billion as RIA M&A heads for a record year.

Fake signals, frozen accounts: SEC sues crypto AI platform over $12.5M
Regulation, Legal & Compliance

Fake signals, frozen accounts: SEC sues crypto AI platform over $12.5M

Bogus SEC filings, WhatsApp groups, and AI trading signals that never existed

Third Circuit scraps 30-year stock-price test in securities fraud case
Regulation, Legal & Compliance

Third Circuit scraps 30-year stock-price test in securities fraud case

A decades-old materiality shortcut is dead in the Third Circuit

AI financial advice lifts demand for human advisors, says Vanguard
Fintech

AI financial advice lifts demand for human advisors, says Vanguard

As Robinhood and Schwab roll out AI agents and assistants, a new survey finds advisors still edge out chatbots in terms of client trust.


PREMIUM Getting private AI exposure right: entry, timing, and exit

Opportunity lies beyond access, in separating durable leaders from expensive ones and finding liquidity

PREMIUM The bond market is bigger than the benchmark

TCW says the Bloomberg Aggregate is useful, but an incomplete map of today’s bond market

SPONSORED In the Age of AI, Trust Becomes the Advisor's Greatest Asset

As AI makes financial information more accessible than ever, Lana Hock explains why human judgment, trust, and empathy remain the qualities clients value most in a financial advisor

SPONSORED Direct indexing webinar targets tax-loss harvesting amid market swings

Northern Trust’s Ken Lassner shows advisors how to convert volatility into after-tax portfolio gains

“The AI tsunami is going to change this industry in very unpredictable ways”
Podcasts

“The AI tsunami is going to change this industry in very unpredictable ways”

Bruce this week chats with Brad Bueermann, CEO and founder of FP Transitions, a leading consultancy for RIAs, on valuations, compensation and the repercussions of the Altruist deal.

Here’s the financial topics couples need to talk about before marriage
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Videos

Here’s the financial topics couples need to talk about before marriage

Aileen Schruth, senior vice president of wealth management at UBS Financial Services, sits down with InvestmentNews anchor Gregg Greenberg to highlight the financial conversations couples should have before tying the knot.

Small-cap stocks will continue to outperform. Here’s why
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Videos

Small-cap stocks will continue to outperform. Here’s why

Mario Tufano, portfolio manager at CS McKee, sits down with InvestmentNews anchor Gregg Greenberg to highlight opportunities in small-cap stocks, and explain why the market’s smaller names will continue to outperform.

Check out the active ETFs most resonating with advisors and investors
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Videos

Check out the active ETFs most resonating with advisors and investors

Scott Davis, head of ETFs, Capital Group, sits down with InvestmentNews anchor Gregg Greenberg to highlight the active ETF strategies currently resonating with advisors and investors.

Private market assets remain hot, but client education still necessary
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Videos

Private market assets remain hot, but client education still necessary

Todd Cassler, chief revenue officer at Wilshire, sits down with InvestmentNews anchor Gregg Greenberg to highlight how advisors can educate clients about the benefits of private market assets and alleviate their liquidity concerns.

Janus Henderson PM highlights the benefits of equity-linked notes
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Videos

Janus Henderson PM highlights the benefits of equity-linked notes

Natasha Sibley, portfolio manager at Janus Henderson Investors, sits down with InvestmentNews anchor Gregg Greenberg to explain how equity-linked notes help advisors add income and stability to client portfolios.

Upcoming Events

EVENTS

Venue: 583 Park Avenue
Join us in honoring exceptional female advisors, wealth managers, and financial leaders for their bold achievements, innovative leadership, and transformative impact. Witness these outstanding professionals being recognized on a national stage with the glitz and glamour they deserve.

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November 05, 2026

EVENTS

Venue: 583 Park Avenue, New York
Women Advisor Summit is one day of practical insights and honest conversations for the financial advisors, wealth management executives, and business leaders building what's next.

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November 05, 2026

EVENTS

Venue: New York

VISIT SITE

June 01, 2027

WEBINARS

The complexity isn't in the portfolio - it's in the client's life

One request. Three overlapping issues. Here's what advisors often miss.

REGISTER TODAY

September 30, 2026 | 2 PM ET

WEBINARS

Value, Liquidity, Succession: Why Advisors Can’t Treat These as Separate Conversations

Learn why value, liquidity and succession must be planned together to preserve value and control.

AVAILABLE NOW

August 18, 2026