The sale or transfer of a business requires years of advance preparation. Financial advisors offer tips for making sure business sellers stick the landing.
By Gregg GreenbergThe Osaic subsidiary targets Southern California with its Catalina Capital deal, adding another foothold as it pursues high-net-worth growth across the Western US.
Convicted by an LA jury on 13 of 17 counts, the Citron Research founder and activist short seller now is now facing a statutory 25-year federal prison sentence.
The deal marks Ground Control's second UK transaction in under two years as US wealth platforms race to stake out overseas territory.
“We fear that it will be ‘open season’ from the plaintiffs’ bar on plan fiduciaries who are early adopters of alternative investments,” said Tim Collins, a partner at Duane Morris.
Firms continue to attract talent from larger entities to fuel rapid expansion.
Industry report shows that there are now fewer firms as consolidation intensifies.
New Edward Jones-Gallup research also reaffirms the value that working with an advisor brings.
Global revenues hit record high in 2025 with sector growing at four times the rate of traditional financial institutions.
He swore the bots were real, the FDIC had it covered - the SEC says neither was true
Capital Group outlines a framework for financial professionals integrating private investments
TCW sees flows signalling a deeper shift as advisors move beyond static ETF allocations
As $84 trillion prepares to change hands, advisors who treat estate planning as peripheral are quietly building a sieve, not a book.
In volatile markets, the advisors who win aren't the ones with the best calls - they're the ones whose clients stay the course.
Joseph Bert, CEO of Certified Financial Group, shares how nearly five decades of leadership and a deeply rooted team culture have shaped one of Central Florida’s most trusted wealth management firms. Recognized as part of the InvestmentNews 5-Star Wealth Management Teams 2026, the firm stands out for its unwavering fiduciary commitment, multi-generational client relationships, and remarkable consistency through every market cycle. Backed by nearly 500 years of combined experience and a strong focus on education and community engagement, Certified Financial Group continues to deliver advice that keeps clients firmly on the same side of the table.
Top advisors explore why trust, execution, and personalized white-glove service matter far beyond investment performance.
Jared Chase, CFP®, MSF, Financial Advisor at Signature Estate & Investment Advisors (SEIA), is helping shape the future of wealth management through a thoughtful, client-centric approach. As part of a team recognized in the InvestmentNews 5-Star Wealth Management Teams 2026, he stands out for his commitment to long-term planning discipline and delivering integrated strategies that align with clients’ evolving goals. His focus on navigating complexity with clarity highlights the qualities that define today’s top-performing advisory teams.
David Chan, head of investor relations at Homestead Capital, sits down with InvestmentNews anchor Gregg Greenberg to highlight the benefits of investing in US agriculture and farmland.
Monem Salam, portfolio manager at Saturna Capital, sits down with InvestmentNews anchor Gregg Greenberg to discuss the basics of Halal investing, and his outlook for international stocks in the second half of 2026.
Shannon Saccocia, CIO of wealth at Neuberger, sits down with InvestmentNews anchor Gregg Greenberg to offer her bond and stock outlooks for the second half of 2026.
Venue: The Edison Ballroom
Join us as we commemorate another year of excellence at the prestigious InvestmentNews Awards, dedicated to honoring outstanding professionals and firms in the wealth management industry.
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