Sam Su worked at UBS Financial Services in San Francisco from 2008 to 2023 before jumping to Morgan Stanley.
By Bruce KellyThe ex-Carson and Commonwealth executive will build out ultra-high-net-worth services as enterprise RIAs compete beyond scale
Conquest opens to individual advisors as competition heats up in financial planning software.
The $17B RIA’s hybrid debt-and-equity raise lands as private capital keeps flowing into aggregators and advisor platforms
The $100 billion-plus RIA adds an in-house charitable giving team for family office clients as wealthy donors plan to give more
Wealthspire’s Ground Control is also expanding in London, adding a business manager focused on music and global touring
The REIT allegedly promised investors a fix while the problem grew by $200M.
The odds of a half-point rate increase in December jumped on the hot CPI data.
New Lifetime Blend+ suite aims to help 401(k) savers build retirement income beyond traditional public market allocations.
Pittsburgh-based independent RIA, managing over $6 billion in assets, deepens its ownership bench as succession pressures mount across the industry.
For Wells Fargo Advisors, the best way to evolve technology is to work directly with advisors
Linda Bestepe saw borrowing move beyond advice. MassMutual built a shelf to bring it back into view.
Growing wealth, evolving priorities, and untapped opportunities are reshaping how women approach long-term investing.
Knighthead Life entered the market with a competitive MYGA. A strong launch earned advisor confidence and paved the way for FIAs.
As competition among custodians intensifies, Schwab’s Julian Lopez explains what enterprise RIAs want most: help with integration, organic growth and developing talent.
Speaking to InvestmentNews before the US midterms and subsequent market volatility, Schwab Asset Management’s CEO and CIO Omar Aguilar says cash-rich hyperscalers differ from past bubbles, but credit markets bear watching.
Christopher Lvoff, managing director and lead cross-asset client portfolio manager within global wealth management at Apollo, sits down with InvestmentNews anchor Gregg Greenberg to discuss the factors advisors need to weigh before adding private market assets to a client portfolio.
Peter Kerr, chief strategy officer at Willow Wealth, sits down with InvestmentNews anchor Gregg Greenberg to discuss whether the market is at a turning point in terms of adding private market asset to individual investor portfolios.
Tom Kiley, Chief Distribution Officer. at Calamos, sits down with InvestmentNews anchor Gregg Greenberg to discuss the rise of autocallable ETFs and explain how they fit into client portfolios.
Nancy DeRusso, head of client solutions at Guardian, sits down with InvestmentNews anchor Gregg Greenberg to highlight the importance of “holistic planning,” as well as how advisors should navigate the intersection of business and personal finances.
One request. Three overlapping issues. Here's what advisors often miss.
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Learn why value, liquidity and succession must be planned together to preserve value and control.
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