Equities

IPO lockup expirations put concentrated stock risk on advisors’ desks

IPO lockup expirations put concentrated stock risk on advisors’ desks

As SpaceX shares unlock in stages, wealth managers weigh diversification, tax bills and liquidity for UHNW clients

ETFs

SEC charges advisor over retirees' leveraged ETF losses at United Planners

Elderly clients lost about 70% after a South Carolina advisor held inverse ETFs for 798 days on average, the regulator says

Technology

eMoney platform preps AI assistant for CoPlanner tool

The new chat feature is expected to launch in 2027.

Practice Management

High-net-worth clients want more than portfolios, AssetMark study confirms

Survey of 400 advisors finds a gap between client tax and wealth transfer needs and what practices offer, as the TAMP provider rolls out a new program

Retirement Planning

Small 401(k) balances erode after job changes, new research shows

Vanguard finds auto portability curbs cash-outs, while PensionBee data show most automatic rollover IRAs lose value within a year

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Trending Topics

FINRA and SIFMA Foundation tackle youth investing knowledge gap
Practice Management

FINRA and SIFMA Foundation tackle youth investing knowledge gap

A new five-year alliance aims to close the gap between young Americans’ market access and their financial literacy.

Holiday spending cuts deepen as inflation squeezes American budgets
Practice Management

Holiday spending cuts deepen as inflation squeezes American budgets

Two-thirds of Americans plan to trim at least one holiday expense in 2026, with gift lists and travel taking the hardest hits.

Americans can only afford to live to 83, survey finds
Retirement Planning

Americans can only afford to live to 83, survey finds

Retirement savings gap widens as clients underestimate nursing home costs by nearly half.

Advisor moves: Ohio RIA managing nearly $1B joins Osaic for succession planning
Independent Broker Dealers

Advisor moves: Ohio RIA managing nearly $1B joins Osaic for succession planning

Aurora-based Beacon Financial Group selects broker-dealer’s Empowered Independence channel to secure its next chapter.

ESOPs have delivered $141.8 billion in worker wealth since 2009
Equities

ESOPs have delivered $141.8 billion in worker wealth since 2009

A new national study reveals the cumulative wealth ESOPs have already paid out — a figure largely overlooked in employee ownership data.


PREMIUM How lending can keep advisors inside bigger client decisions

Linda Bestepe saw borrowing move beyond advice. MassMutual built a shelf to bring it back into view.

PREMIUM The support behind better financial decisions for clients

Jim Wagner and John Isner on why confidence comes from the work done before consequential decisions.

SPONSORED Built on insurance experience to deliver on long-term promises

Knighthead Life entered the market with a competitive MYGA. A strong launch earned advisor confidence and paved the way for FIAs.

SPONSORED In the Age of AI, Trust Becomes the Advisor's Greatest Asset

As AI makes financial information more accessible than ever, Lana Hock explains why human judgment, trust, and empathy remain the qualities clients value most in a financial advisor

Turning Wealth into Retirement Income: Insights from Leading Financial Advisers
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Videos

Turning Wealth into Retirement Income: Insights from Leading Financial Advisers

In this InvestmentNews TV panel, leading advisors discuss longevity risk, retirement income planning, withdrawal strategies, healthcare costs, and the mindset shifts retirees need to enjoy the wealth they've worked so hard to accumulate.

Christian Richards III, president and senior wealth advisor at Richards, Lathrop & Associates is redefining wealth management through personalized planning and concierge-level service for every client, regardless of assets
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Videos

Christian Richards III, president and senior wealth advisor at Richards, Lathrop & Associates is redefining wealth management through personalized planning and concierge-level service for every client, regardless of assets

Recognized as an InvestmentNews Rising Stars 2026 honoree, Christian Richards III stands apart for a firm philosophy rooted in community-first values and equal access, shaped by a non-traditional path from data entry to firm founder, and a belief that the people who need financial guidance most are too often the ones least served by the industry.

Boston brings the energy as advisors flock to Schwab IMPACT 2026
GoRIA

Boston brings the energy as advisors flock to Schwab IMPACT 2026

James Burton, of InvestmentNews, steps on to the conference floor to sample the atmosphere, speak to a first-timer, and seek out a lobster roll!

Here’s how Sagard helps advisors navigate private markets
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Videos

Here’s how Sagard helps advisors navigate private markets

Dayna Kleinman, head of US wealth at Sagard, sits down with InvestmentNews anchor Gregg Greenberg to explain how Sagard is helping advisors navigate private markets, as well as highlight the firm’s strategic relationship with Baird.

Wells Fargo strategist highlights ways to rebalance portfolios ahead of potential volatility
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Videos

Wells Fargo strategist highlights ways to rebalance portfolios ahead of potential volatility

Veronica Willis, global asset allocation strategist at Wells Fargo Investment Institute, sits down with InvestmentNews anchor Gregg Greenberg to explain how investors should think about rebalancing their portfolios to take advantage of potential market volatility.

Prudential study highlights spending challenges in retirement
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Videos

Prudential study highlights spending challenges in retirement

Phil Waldeck, head of US businesses at Prudential Financial, sits down with InvestmentNews anchor Gregg Greenberg to highlight new research showing deteriorating spending confidence in retirement, as well as offer solutions for retirees to overcome it.

Upcoming Events

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Join us in honoring exceptional female advisors, wealth managers, and financial leaders for their bold achievements, innovative leadership, and transformative impact. Witness these outstanding professionals being recognized on a national stage with the glitz and glamour they deserve.

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November 05, 2026

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Venue: 583 Park Avenue, New York
Women Advisor Summit is one day of practical insights and honest conversations for the financial advisors, wealth management executives, and business leaders building what's next.

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November 05, 2026

EVENTS

Venue: New York

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June 01, 2027

WEBINARS

The complexity isn't in the portfolio - it's in the client's life

One request. Three overlapping issues. Here's what advisors often miss.

AVAILABLE NOW

September 30, 2026

WEBINARS

Value, Liquidity, Succession: Why Advisors Can’t Treat These as Separate Conversations

Learn why value, liquidity and succession must be planned together to preserve value and control.

AVAILABLE NOW

August 18, 2026