Regulation, Legal & Compliance

Illinois investment advisor indicted in $4M Ponzi fraud scheme

Illinois investment advisor indicted in $4M Ponzi fraud scheme

Unregistered Chicago investment adviser allegedly stole $1.8 million from clients, fabricated account statements, and used new investor funds to repay earlier ones.

Transformation

Wealth managers race to put AI leaders in place as technology reshapes the industry

New C-suite and specialist roles signal that firms are treating AI as core infrastructure.

RIA News

Mariner, Mission Wealth add scale with deals adding over $1.2 billion in combined assets

RIA dealmaking holds its pace in mid-2026 as two firms announce moves targeting first responders and West Coast growth

ETFs

ETFs target SpaceX’s blast off as epic IPO looms

SpaceX is set to go public on the Nasdaq on June 12 in a historic IPO.

Regulation, Legal & Compliance

Semi-annual reporting will bring big changes, but the fiduciary duty remains

For the first time in 50 years, issuers could end up reporting twice a year – here’s what the SEC will expect of advisors.

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Trending Topics

Inflation anxiety deepens as gas prices weigh on household budgets
Fixed Income

Inflation anxiety deepens as gas prices weigh on household budgets

New polling alongside fresh Federal Reserve research reveal how energy-driven price pressures are reshaping client sentiment and monetary policy.

Clearing firm Axos to pay $49.2 million in lawsuit linked to failed broker-dealer
Regulation, Legal & Compliance

Clearing firm Axos to pay $49.2 million in lawsuit linked to failed broker-dealer

It is the latest in a series of stunning and multi-million dollar FINRA arbitration awards that Wall Street firms have lost in the past few years.

Wealthy investors are less referral-dependent than advisors think
Practice Management

Wealthy investors are less referral-dependent than advisors think

A survey of 1,000 advised investors found half of those with at least $5 million in assets found their advisor without a referral.

JPMorgan's new AI agents can work for hours without human input
Transformation

JPMorgan's new AI agents can work for hours without human input

After reporting a 20% lift in private banking gross sales tied to AI tools, JPMorgan is preparing more autonomous AI agents that could significantly increase client coverage across wealth management.

RIA moves: Steward Partners hails historic hire with $2.4B ex-wirehouse team
RIA News

RIA moves: Steward Partners hails historic hire with $2.4B ex-wirehouse team

Meanwhile, Carlyle-backed MAI Capital announces another expansion in Connecticut, while AlphaCore adds a seven-person group overseeing nearly a billion dollars in Colorado.


PREMIUM Private markets are no longer deemed only side allocations

Capital Group outlines a framework for financial professionals integrating private investments

PREMIUM Active ETFs shift from scale to substance

TCW sees flows signalling a deeper shift as advisors move beyond static ETF allocations

SPONSORED Estate planning isn't a service add-on. It's your retention strategy.

As $84 trillion prepares to change hands, advisors who treat estate planning as peripheral are quietly building a sieve, not a book.

SPONSORED Why strategy matters more than performance

In volatile markets, the advisors who win aren't the ones with the best calls - they're the ones whose clients stay the course.

Practice Management: How to Optimize, Be Efficient, and Capitalize on Opportunities
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Videos

Practice Management: How to Optimize, Be Efficient, and Capitalize on Opportunities

Hear how top advisors are rethinking practice management with smarter technology, dynamic planning, and scalable systems that free up more time for personalized advice

Beware the growing signs of a tech bubble, says Waddell & Associates CEO
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Videos

Beware the growing signs of a tech bubble, says Waddell & Associates CEO

David Waddell, CEO & Chief Investment Strategist at Waddell & Associates, sits down with InvestmentNews anchor Gregg Greenberg to highlight the potential trouble for technology stocks as stock prices and IPO values inflate.

Under the hood of the Hennessy Cornerstone Mid-Cap 30 fund  
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Videos

Under the hood of the Hennessy Cornerstone Mid-Cap 30 fund  

L. Joshua Wein, portfolio manager at Hennessy Funds, sits down with InvestmentNews anchor Gregg Greenberg to highlight the top names in the Hennessy Cornerstone Mid-Cap 30 fund.

Why commodities will thrive in the current economy
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Videos

Why commodities will thrive in the current economy

Gabe McNerney, managing director at Harbor Capital Advisors, sits down with InvestmentNews anchor Gregg Greenberg to explain why commodities from gold to agriculture to oil will thrive in the current the macro environment.

Don’t ignore municipal bond bargains, says Clinton Investment Management CEO
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Videos

Don’t ignore municipal bond bargains, says Clinton Investment Management CEO

Andrew Clinton, CEO of Clinton Investment Management, sits down with InvestmentNews anchor Gregg Greenberg to highlight the benefits of municipal bonds in the current market and economic environment.

PGIM's systematic analysis points to more gains ahead
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Videos

PGIM's systematic analysis points to more gains ahead

Jeff Young, head of investment strategy at PGIM Quantitative Solutions, sits down with InvestmentNews anchor Gregg Greenberg to discuss why PGIM’s regime-determination framework and systematic analysis points to more market gains.

Upcoming Events

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Venue: The Edison Ballroom
Join us as we commemorate another year of excellence at the prestigious InvestmentNews Awards, dedicated to honoring outstanding professionals and firms in the wealth management industry.

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June 24, 2026

WEBINARS

Mastering the HNW Market: A Strategic Blueprint for Growth and Retention

High-net-worth clients want more than performance—they want a trusted advisor who delivers personalized, proactive service. Join Orion for a webinar on proven strategies to attract, serve, and retain HNW clients. Whether you're new to the space or refining your approach, you'll gain insights to deepen relationships and grow with confidence. Watch now to elevate your practice.

AVAILABLE NOW

June 26, 2025

WEBINARS

Warm Wins: How to Find More Warm Leads with AI-Powered Prospecting

Cold calling is inefficient, and financial advisors need a smarter way to connect with prospects ready to engage. Join our webinar to hear about Aidentified, an AI-powered prospecting tool that helps you quickly find warm leads and close deals faster. Learn how to build targeted prospect lists using over 150 attributes, including career history, wealth segment, and income, and leverage AI relationship mapping to identify your warmest connections in your network. Enhance your prospecting strategy and grow your client base more effectively — watch now!

AVAILABLE NOW

December 5, 2024