Citadel exec Peter Santoro leaves firm
Peter Santoro, head of institutional markets at Citadel Investment Group LLC's investment banking arm, has left the firm.
Broker wrong to cover client flights, meals, ‘gentleman’s club’ visits, regulators say
Terra Nova Financial LLC, a Chicago-based broker, has been fined $400,000 by federal regulators who say the firm made unauthorized payments to clients, including money to cover one hedge fund manager's visits to a “gentleman's club.”