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John Waggoner

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Topic

Finra launches extensive sweep of broker-dealer cross-selling

Regulator looking into incentives firms are offering employees to promote bank products of an affiliate or parent company to retail brokerage customers in wake of Wells Fargo scandal.

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Donald Trump’s stock market rally proves godsend for these mutual funds

Some of the funds that have fared the best since the November election couldn’t have won a bid…

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Lesson one from Trump rally: Don’t sell your stocks on short-term fears

And, just maybe, the economy isn't that bad.

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Muni funds take on water as rates rise

Long durations, low credit quality spell trouble.

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Ameriprise tells clients to sell OppenheimerFunds municipal-bond funds holding Puerto Rico debt

Oppenheimer has about $3.5 billion in Puerto Rican debt spread across 19 funds, according to Morningstar.

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Trump’s policies could be tough on emerging markets — and ignite a trade war with China

Strategists at Matthews Asia believe turbulent times could be ahead.

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Pimco settles with SEC for nearly $20 million

Regulator said fund company misled investors about the performance of its actively managed Total Return ETF.

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Small-cap value funds crush their large-cap brethren

Small-cap value funds have soared 21.37% this year, vs. 2.66% for large-company growth funds, one of the largest disparities between U.S. diversified stock funds in recent memory.

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Women underrepresented in global fund industry: Morningstar

Women are more likely to be at the helm of a passively managed fund or a fund of…

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Can Donald Trump breathe life into actively managed funds?

If the president-elect rolls back the DOL fiduciary rule and spends trillions on infrastructure, old-style fund companies might make a comeback