Finra launches extensive sweep of broker-dealer cross-selling
Regulator looking into incentives firms are offering employees to promote bank products of an affiliate or parent company to retail brokerage customers in wake of Wells Fargo scandal.
Donald Trump’s stock market rally proves godsend for these mutual funds
Some of the funds that have fared the best since the November election couldn’t have won a bid…
Lesson one from Trump rally: Don’t sell your stocks on short-term fears
And, just maybe, the economy isn't that bad.
Muni funds take on water as rates rise
Long durations, low credit quality spell trouble.
Ameriprise tells clients to sell OppenheimerFunds municipal-bond funds holding Puerto Rico debt
Oppenheimer has about $3.5 billion in Puerto Rican debt spread across 19 funds, according to Morningstar.
Trump’s policies could be tough on emerging markets — and ignite a trade war with China
Strategists at Matthews Asia believe turbulent times could be ahead.
Pimco settles with SEC for nearly $20 million
Regulator said fund company misled investors about the performance of its actively managed Total Return ETF.
Small-cap value funds crush their large-cap brethren
Small-cap value funds have soared 21.37% this year, vs. 2.66% for large-company growth funds, one of the largest disparities between U.S. diversified stock funds in recent memory.
Women underrepresented in global fund industry: Morningstar
Women are more likely to be at the helm of a passively managed fund or a fund of…
Can Donald Trump breathe life into actively managed funds?
If the president-elect rolls back the DOL fiduciary rule and spends trillions on infrastructure, old-style fund companies might make a comeback