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InvestmentNews
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Janney acquires FIG Partners of Atlanta
NEWS INDUSTRY NEWS MAR 19, 2019
Janney acquires FIG Partners of Atlanta

Acquisition adds strength in community bank deals.

Cresset Asset Management acquires $500 million RIA
NEWS INDUSTRY NEWS MAR 19, 2019
Cresset Asset Management acquires $500 million RIA

Evanston Advisors increases firm's market share in Chicago area.

Florida RIA managing $1 billion joins The Colony Group
NEWS INDUSTRY NEWS MAR 18, 2019
Florida RIA managing $1 billion joins The Colony Group

Steinberg Global Asset Management brings Colony's AUM to $7 billion

Team managing $235 million switches from Horner Townsend to Kestra
NEWS INDUSTRY NEWS MAR 18, 2019
Team managing $235 million switches from Horner Townsend to Kestra

Three-adviser Gardner Wallace Financial Solutions is based in Addison, Texas.

Former JPMorgan adviser starts $250 million RIA
NEWS INDUSTRY NEWS MAR 18, 2019
Former JPMorgan adviser starts $250 million RIA

Andrew Graham launches Jackson Square Capital in San Francisco.

SEC bars California adviser over $5.7 million fraud
NEWS REGULATION AND LEGISLATION MAR 18, 2019
SEC bars California adviser over $5.7 million fraud

Craig Arsenault used client funds to make unsecured loans, agency says.

SEC fines and censures Talimco for manipulating real estate auction
NEWS REGULATION AND LEGISLATION MAR 18, 2019
SEC fines and censures Talimco for manipulating real estate auction

RIA to pay $325,000 in penalties; former COO Grant Gardner Rogers fined $65,000

Broker team managing $200 million joins group linked to LPL
NEWS INDUSTRY NEWS MAR 15, 2019
Broker team managing $200 million joins group linked to LPL

Boston-based advisers leave Northwestern Mutual for firm overseen by PAG.

Wedbush to pay $250,000 penalty to settle SEC charges
NEWS REGULATION AND LEGISLATION MAR 14, 2019
Wedbush to pay $250,000 penalty to settle SEC charges

Firm also censured for ignoring 'red flags' of pump-and-dump scheme.

Investment bank launches digital loan platform for advisers
NEWS RIAS MAR 14, 2019
Investment bank launches digital loan platform for advisers

SkyView Partners says 16 banks currently have access to online marketplace.