Three advisers managing $370 million have left the employee channel of Wells Fargo and affiliated their new hybrid firm, Broadway-Graham Wealth Partners, with LPL Financial.
The Springfield, Ill.-based firm will use LPL’s broker-dealer and corporate registered investment adviser platforms through the Private Advisor Group, one of LPL’s largest offices of supervisory jurisdiction.
The three advisers — Shane Adkins, Zach Bromley and Jay Cole — have been joined by Kelly Behl and Rachel Carter, who provide operational support.
The approval of the pay proposal, which handsomely compensates its CEO and president, bolsters claims that big payouts are a must in the war to retain leadership.
Integrated Partners is adding a husband-wife tandem to its network in Missouri as Kestra onboards a father-son advisor duo from UBS.
Futures indicate stocks will build on Tuesday's rally.
Cost of living still tops concerns about negative impacts on personal finances
Financial advisors remain vital allies even as DIY investing grows
RIAs face rising regulatory pressure in 2025. Forward-looking firms are responding with embedded technology, not more paperwork.
As inheritances are set to reshape client portfolios and next-gen heirs demand digital-first experiences, firms are retooling their wealth tech stacks and succession models in real time.
