A JPMorgan Bank rep who advises on $200 million also moves to Atlanta-based Arkadios Capital.
John and Jennifer Tarantino affiliate with LPL Financial in Florham Park, New Jersey.
The Addepar platform tracks how investment portfolios perform across asset classes by aggregating data from client portfolios and overall market performance.
Hugh Lau is leaving D.A. Davidson to start his own firm in Lincoln, Nebraska.
The former Fidelity executive will develop strategies for advisers serving high-net-worth clients.
McLaughlin Asset Management, which is based in Haddonfield, N.J., is affiliating through OSJ Gladstone Wealth Partners.
The InvestmentNews reporting team looks ahead to 2022 and sees many of these long-term trends continuing.
Liberty Point Advisors affiliates through Independent Advisor Alliance OSJ.
National Securities Corp. and Calton & Associates Inc. reported increased expenses in light of potential legal costs.
Despite last year’s riot at the Capitol and a variety of lethal Covid-19 variants, the broad stock market roared, which is always good news for financial advisers and their firms.
Advisers like the autonomy of working from home and don’t want to have to go back to the office and wear a suit again.
Merchant Investment Management is a private partnership that invests in growth companies and other opportunities. According to its website, Merchant Investment Management this year has focused on investing in the wealth management industry.
Lamont Financial Group operates from two bank offices in Mason City and Clear Lake, Iowa.
With just two deals under its belt after nearly 40 years in the business, the $16 billion Dallas broker-dealer and RIA is ready to become more active in the M&A space.
A duo from LPL and two Wells Fargo reps are affiliating with the firm’s independent unit.
Humanity Wealth Advisors sets up shop in California’s Bay Area.
A group of advisers based in Miami are moving to the Raymond James unit.
Brian Nydegger’s Point 32 Investment Partners sets up shop in Westhampton, New York.
President John Carson is retiring at year-end, while Canadian head Paul Allison will become executive chairman.
After a trying 2020, large Northeastern RIAs saw growth this year rebound to 8.8%. The InvestmentNews annual review of RIAs by region includes firms with $100 million or more in assets.
