NPH names new chief financial officer

Maura Collins is CFO and Vanessa Rodriguez has been promoted to vice president and controller.
JAN 08, 2008
By  Bloomberg
National Planning Holdings Inc. of Santa Monica, Calif., a leading network of independent-contractor broker-dealers and their advisers, has promoted Maura Collins to chief financial officer of the network. Vanessa Rodriguez has also been promoted to vice president and controller. The promotions continue a year of changes in management at the network, which has four broker-dealers and more than 3,000 affiliated registered reps and advisers. Most significantly, last May Shawn Dreffein, the former CEO of National Planning Holdings. retired. “NPH has a strong culture of cultivating talent, encouraging the professional growth of our associates and promoting from within,” said Jim Livingston, president and CEO of National Planning Holdings, in a statement.

Latest News

Goldman gets shareholder backing on $80M executive bonus packages
Goldman gets shareholder backing on $80M executive bonus packages

The approval of the pay proposal, which handsomely compensates its CEO and president, bolsters claims that big payouts are a must in the war to retain leadership.

Integrated Partners, Kestra welcome multigenerational advisor teams
Integrated Partners, Kestra welcome multigenerational advisor teams

Integrated Partners is adding a husband-wife tandem to its network in Missouri as Kestra onboards a father-son advisor duo from UBS.

Trump not planning to fire Powell, market tension eases
Trump not planning to fire Powell, market tension eases

Futures indicate stocks will build on Tuesday's rally.

From stocks and economy to their own finances, consumers are getting gloomier
From stocks and economy to their own finances, consumers are getting gloomier

Cost of living still tops concerns about negative impacts on personal finances

Women share investing strengths, asset preferences in new study
Women share investing strengths, asset preferences in new study

Financial advisors remain vital allies even as DIY investing grows

SPONSORED Compliance in real time: Technology's expanding role in RIA oversight

RIAs face rising regulatory pressure in 2025. Forward-looking firms are responding with embedded technology, not more paperwork.

SPONSORED Advisory firms confront crossroads amid historic wealth transfer

As inheritances are set to reshape client portfolios and next-gen heirs demand digital-first experiences, firms are retooling their wealth tech stacks and succession models in real time.