Industry News

Displaying 35348 results
NEWS RIAS APR 25, 2012
Fewer RIAs switching to state regulation

By DJAMIESON
NEWS INDUSTRY NEWS APR 25, 2012
It's bonus madness at MF Global

According to a plan being hatched by the overseers of the bankrupt MF Global Holdings Ltd., three of its highest-ranking executives would receive big bonuses to help with the process of winding down the firm.

By Mark Bruno
NEWS INDUSTRY NEWS APR 25, 2012
MF Global Holdings executives to get bonuses if court approves

The MF Global Holdings Ltd. executives who oversaw the company before it failed last year should get bonuses this year if a bankruptcy court approves, said Frank Piantidosi, an adviser working with the trustee, Louis Freeh.

By Bloomberg
GOP or Dem president best for stocks? It's not even close
NEWS INDUSTRY NEWS APR 25, 2012
GOP or Dem president best for stocks? It's not even close

Investors have fared far better under Democratic administrations; cause-and-effect or coincidence?

By John Goff
NEWS RIAS APR 25, 2012
SEC seeks more examiners, but SRO idea still looming

By Mark Schoeff Jr.
Trustee: MF Global coming up $1.6B short
NEWS REGULATION AND LEGISLATION APR 25, 2012
Trustee: MF Global coming up $1.6B short

Giddens sees large gap between what is owed to customers and what's in the till

By John Goff
NEWS INDUSTRY NEWS APR 25, 2012
Occupy Wall Street draws mixed reactions from advisers

A majority of financial advisers don't support the Occupy Wall Street movement, but they are more evenly split when it comes to the broad themes espoused by the protesters: imposing higher taxes on the wealthy and tougher regulations on big banks

By Darla Mercado
NEWS INDUSTRY NEWS APR 24, 2012
On the rise

Despite the perfect storm that has capsized some smaller B-Ds, the largest indie B-Ds have seen their revenues rise for the second straight year, according to the new <i>InvestmentNews</i> B-D rankings.

By John Goff
NEWS EQUITIES APR 24, 2012
Why Merrill is overweighting corporate credit

By Paul Menchaca
Grantham: How to survive betting against the bull
NEWS INDUSTRY NEWS APR 24, 2012
Grantham: How to survive betting against the bull

The central truth of the investment business is that investment behavior is driven by career risk.

By Jeremy Grantham
Advisers share public's dismal opinion of Washington
NEWS RETIREMENT PLANNING APR 24, 2012
Advisers share public's dismal opinion of Washington

Americans are sick of watching politicians squabble in a capital riven along partisan lines &#8211; a sentiment that is reflected by investment advisers.

By Mark Schoeff Jr.
Applying fiduciary rule to IRAs would be especially painful: Report
NEWS REGULATION AND LEGISLATION APR 24, 2012
Applying fiduciary rule to IRAs would be especially painful: Report

Study on the price tag of applying fiduciary rule to IRAs shows huge costs, diminished access and service

By Darla Mercado
NEWS INDUSTRY NEWS APR 24, 2012
Natural gas glut creating opportunities for savvy investors

By Jeff Benjamin
Advice about college planning
NEWS INDUSTRY NEWS APR 24, 2012
Advice about college planning

About eight months ago, a recently divorced friend called me in a panic. John and his ex-wife, Mary, as I'll call them for the sake of privacy, were sorting out their financial affairs and realized that there was little money available to pay for college for their only child, who will be heading off to school in 2013.

By Jim Pavia
Former LPL rep sold TICs with 'tricks': Lawyer
NEWS BROKER DEALERS APR 24, 2012
Former LPL rep sold TICs with 'tricks': Lawyer

Elderly couple awarded $1.4M for claim over tenant-in-common exchanges; were seeking $8M

By Bruce Kelly
Cargill heir leaves astonishing sum to animals, elderly
NEWS RETIREMENT PLANNING APR 24, 2012
Cargill heir leaves astonishing sum to animals, elderly

At $6B, Margaret Cargill top donor in U.S. in 2011; Michael Bloomberg, George Soros also big givers

By Bloomberg
NEWS TAX APR 24, 2012
Gingrich's charitable giving not so charitable, data show

By Bloomberg
NEWS TAX APR 24, 2012
Charitable incentives at risk

As lawmakers consider how to attack tax reform and debt reduction, the way that charitable gifts and deductions are treated is in the cross hairs.

By Bloomberg
NEWS RETIREMENT PLANNING APR 23, 2012
In rejiggering, MetLife to curb VA sales, roll out health insurance

Carrier aims to pull away from 'capital-intensive' products &#8212; including annuities

By Darla Mercado
NEWS INDUSTRY NEWS APR 23, 2012
Looking to outpace the bond bear

For the past 30 years, garnering sufficient investment income could be as simple as investing in an assortment of Treasury bonds.

By Federated Investors