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First COLA prediction since tariffs is out; is it time to claim Social Security?
NEWS RETIREMENT PLANNING APR 11, 2025
First COLA prediction since tariffs is out; is it time to claim Social Security?

InvestmentNews gets insights from Johnson Investment Counsel’s Tony Kure.

By Steve Randall
Big broker-dealers making a run at Commonwealth advisors
NEWS RIAS APR 10, 2025
Big broker-dealers making a run at Commonwealth advisors

Top firms pursuing Commonwealth's advisors include Raymond James, Kestra and Cetera.

By Bruce Kelly
Wealth managers weigh options after Trump's 90-day tariff pause
NEWS EQUITIES APR 10, 2025
Wealth managers weigh options after Trump's 90-day tariff pause

Stocks soared after President Trump delayed his full tariff plan for 90 days leaving financial advisors wondering what to do during the interim.

By Gregg Greenberg
Raymond James nabs breakaway teams from Wells Fargo, Morgan Stanley
NEWS BROKER DEALERS APR 10, 2025
Raymond James nabs breakaway teams from Wells Fargo, Morgan Stanley

The broker-dealer giant's latest employee advisor additions in Ohio and Florida collectively managed more than a billion dollars at their former firms.

By Leo Almazora
Flourish, Tifin AG secure new RIA partnerships
NEWS RIAS APR 10, 2025
Flourish, Tifin AG secure new RIA partnerships

Flourish is unlocking more organic growth opportunities for Carson, while Tifin AG announces a tie-up with an LA-headquartered independent.

By Leo Almazora
After ending 2024 with $865B, direct indexing has more room to grow
NEWS INDUSTRY NEWS APR 10, 2025
After ending 2024 with $865B, direct indexing has more room to grow

With just 18 percent of advisors adopting the strategies, Cerulli research says education is key to bridging the gap.

By Leo Almazora
JPMorgan analyst highlights risks of Trump criticism in 'Redacted' report
NEWS INDUSTRY NEWS APR 10, 2025
JPMorgan analyst highlights risks of Trump criticism in 'Redacted' report

Well-respected senior analyst's loud silence in a commentary on tariffs reflects broader climate of preemptive caution permeating Wall Street.

By Bloomberg
Schwab, State Street unveil new retail private-market offerings
NEWS RETIREMENT PLANNING APR 10, 2025
Schwab, State Street unveil new retail private-market offerings

The trend to democratize alternative investments is heating up with a new high-net-worth offering from Schwab and State Street's latest twist on target-date funds.

By Leo Almazora
March inflation posts surprise slowdown before tariffs hit
NEWS INDUSTRY NEWS APR 10, 2025
March inflation posts surprise slowdown before tariffs hit

The latest CPI reading, showing the first decrease in nearly five years, adds to the uncertainty keeping Fed officials in wait-and-see mode.

By Bloomberg
Atria Wealth founders to leave LPL Financial 14 months after acquisition
NEWS BROKER DEALERS APR 10, 2025
Atria Wealth founders to leave LPL Financial 14 months after acquisition

Duo reflects on ‘incredible journey’ in heartfelt message to team, clients

By Steve Randall
How young advisors are navigating today's market turbulence
NEWS EQUITIES APR 10, 2025
How young advisors are navigating today's market turbulence

From conservative investing to tax-savvy client strategies, advisors under 40 take lessons from the 2008 crisis while navigating today's volatility.

By Andrew Cohen
Trump SEC pick Atkins gets senate confirmation
NEWS REGULATION AND LEGISLATION APR 10, 2025
Trump SEC pick Atkins gets senate confirmation

New SEC chairman vows "appropriately tailored" regulatory approach amid agency overhaul and market volatility.

By Leo Almazora
Bond markets are reacting violently to tariff pause
NEWS INDUSTRY NEWS APR 10, 2025
Bond markets are reacting violently to tariff pause

Traders are digesting the latest decision's potential for the Fed.

By Bloomberg
Don't buy the dip, Citi Wealth head warns investors
NEWS INDUSTRY NEWS APR 10, 2025
Don't buy the dip, Citi Wealth head warns investors

Extreme volatility is still a major risk amid uncertain outlook.

By Bloomberg
US crude supplies to largest importer slow to a trickle
NEWS INDUSTRY NEWS APR 10, 2025
US crude supplies to largest importer slow to a trickle

Another sign of trade war pain highlighted in the stats.

By Bloomberg
Walmart shows key signal of trade war uncertainty
NEWS INDUSTRY NEWS APR 10, 2025
Walmart shows key signal of trade war uncertainty

Retailer has asked its Chinese suppliers to leave price stickers off.

By Bloomberg
After 'liberation day' blockbuster, Trump's sequel is a box office hit
NEWS EQUITIES APR 10, 2025
After 'liberation day' blockbuster, Trump's sequel is a box office hit

Investors give it five stars, but Chinese audiences are not impressed

By Steve Randall
Stifel seals deal for B.Riley advisors, adding $4B in AUM
NEWS BROKER DEALERS APR 09, 2025
Stifel seals deal for B.Riley advisors, adding $4B in AUM

The broker-dealer giant is folding in dozens of W2 employee advisors as Bryant Riley continues to steer his besieged firm through financial difficulties.

By Leo Almazora
What non-compete and non-solicit lawsuits mean for RIAs
NEWS RIAS APR 09, 2025
What non-compete and non-solicit lawsuits mean for RIAs

Restrictive covenants and acrimonious litigation between firms and their former advisors undermines trust in the industry, argues CEO.

By Leo Almazora
Americans split on Trump's trade tactics as growing majority brace for impact
NEWS INDUSTRY NEWS APR 09, 2025
Americans split on Trump's trade tactics as growing majority brace for impact

New poll shows nearly three-quarters are anticipating higher prices, with nearly as many expecting a sharp short-term recession.

By Leo Almazora