Legg Mason Inc. yesterday filed papers with the Securities and Exchange Commission seeking permission to offer actively managed exchange-traded funds.
Pax, based in Portsmouth, N.H., plans to list three ETFs on NYSE Arca, a division of New York-based NYSE Euronext, according to a Securities and Exchange Commission filing last week.
It is difficult to function as a value investor unless the value analyst has a firm grasp of economic reality. It is equally difficult to promulgate intelligent financial regulations unless the sponsors of the regulation have a firm grasp of economic reality.
Firm teams with Western Asset Management to launch actively managed fixed-income fund
Investment research firm Morningstar Inc. on Monday said its French subsidiary reached a deal to buy Seeds Group, which provides investment consulting services, for an undisclosed amount.
Recently released federal guidance regarding target date funds was just the first step in a process that eventually will include regulations for the investments
The Employee Benefits Security Administration is planning to publish a compliance checklist for target date fund selection this spring
Fund firms also trying to help investors manage their emotional response to the current volatility.
SteelPath Fund Advisors last week launched three mutual funds that invest in master limited partnerships, the first of their kind allowing retail investors to gain access to the MLP universe
Embedded capital losses, which represent a combination of realized and unrealized losses, offer a rare opportunity for mutual fund investors in taxable accounts.
SteelPath Fund Advisors today launched three mutual funds that invest in master limited partnerships, the first of their kind allowing retail investors to gain access to the MLP universe.
Mutual fund company tabs former COO at Pimco as its next chief executive.
Top congressional Democrats reached an agreement to increase taxes on managers of buyout firms and other investment funds as part of a jobs bill they plan to put to a vote tomorrow in the U.S. House, lawmakers said.
Retail investors will no longer be able to buy mutual funds from AQR Capital Management without going through a financial adviser, starting Oct. 30.
Bridget A. Macaskill, president and COO of First Eagle Investment Management, was also named CEO.
Commission-free ETFs are good, but they may not be best.
London calling: Fund advocacy group sets up international body in the U.K.
Mohamed El-Erian says that today's nonfarm payrolls report demonstrates a “tug of war” between cyclical and structural factors. His take? The second half of 2010 will be more important that the first
Banks with strong balance sheets are flying lazy circles over weaker rivals. And with 700 banks on the FDIC's worry list, there's plenty of stragglers to go after
Count mutual funds and their investors among the big losers in the legal battle between the SEC and The Goldman Sachs Group Inc.'s broker-dealer unit.
