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SEC, CFTC under greater Trump control from today but CFPB layoffs are paused
REGULATION AND LEGISLATION APR 21, 2025
SEC, CFTC under greater Trump control from today but CFPB layoffs are paused

Financial regulators face hurdles to implement new rules

By Steve Randall
Earnings estimates look unusually gloomy, warns Morgan Stanley
INDUSTRY NEWS APR 21, 2025
Earnings estimates look unusually gloomy, warns Morgan Stanley

Strategist Michael Wilson says uncertainty is worse than early pandemic.

By Bloomberg
World economic chiefs in Washington for IMF, World Bank meetings
INDUSTRY NEWS APR 21, 2025
World economic chiefs in Washington for IMF, World Bank meetings

Global money experts will focus on trade turmoil amid tariffs.

By Bloomberg
Tesla faces 'code red' if Musk doesn't get back to work, says Ives
INDUSTRY NEWS APR 21, 2025
Tesla faces 'code red' if Musk doesn't get back to work, says Ives

Wedbush Securities analysts speaks out ahead of EV firm’s earnings report.

By Bloomberg
US commodity sales to China have plummeted
INDUSTRY NEWS APR 21, 2025
US commodity sales to China have plummeted

LNG, wheat among the most impacted by trade war.

By Bloomberg
Costly referral programs fuel RIA M&A growth strategies
RIAS APR 17, 2025
Costly referral programs fuel RIA M&A growth strategies

With growth topping succession as the leading M&A driver, referral programs are a top-of-mind consideration for firms as Goldman Sachs, Pershing and Robinhood consider entering the referral market.

By Andrew Cohen
Dynasty firm Procyon Partners inks staking deal with Constellation Wealth Capital
RIAS APR 17, 2025
Dynasty firm Procyon Partners inks staking deal with Constellation Wealth Capital

The $8 billion RIA is getting more fuel for geographic expansion and recruit top talent through a minority investment partnership.

By Leo Almazora
Dual-share class hopes grow higher with filings from Pimco, T. Rowe Price
ETFS APR 17, 2025
Dual-share class hopes grow higher with filings from Pimco, T. Rowe Price

The rush of SEC applications, which also includes JPMorgan and Schwab, reflect growing optimism over the tax-busting fund structure.

By Bloomberg
Concurrent hails first quarter advisor team growth, adding $2B in AUM
RIAS APR 17, 2025
Concurrent hails first quarter advisor team growth, adding $2B in AUM

The half-dozen teams who joined the hybrid RIA in the early innings of 2025 have lifted it past a key asset milestone.

By Leo Almazora
Advisor moves: RBC, Merrill, Rockefeller announce elite additions
RIAS APR 17, 2025
Advisor moves: RBC, Merrill, Rockefeller announce elite additions

RBC and Rockefeller strengthened their East Coast presence, including a $5 billion defection from JPMorgan, as Merrill welcomes a top-caliber advisor in California.

By Leo Almazora
Vanilla lands wealth tech partnership with $560B Mariner
RIAS APR 17, 2025
Vanilla lands wealth tech partnership with $560B Mariner

The estate planning tech provider will be providing 700 advisors access to the aggressively growth-focused RIA giant's platform.

By Leo Almazora
Demand evaporates for State Street private-debt ETF with no new flows in weeks
ALTERNATIVES APR 17, 2025
Demand evaporates for State Street private-debt ETF with no new flows in weeks

Expectations meet reality in the democratization of private market investments as the pioneering ETF runs into first-mover challenges.

By Bloomberg
Raymond James looks to level up service with generative AI
FINTECH APR 17, 2025
Raymond James looks to level up service with generative AI

New in-house capability aims to empower advisors and associates with natural search to access vast data pool.

By Leo Almazora
Powell ‘threw equities under the bus' by ruling out 'Fed put'
INDUSTRY NEWS APR 17, 2025
Powell ‘threw equities under the bus' by ruling out 'Fed put'

Markets react to Fed chair’s comments on supporting the markets.

By Steve Randall
With globalization fractured, should investors consider country-specific ETFs?
ETFS APR 17, 2025
With globalization fractured, should investors consider country-specific ETFs?

Franklin Templeton’s Dina Ting shares her insights with InvestmentNews.

By Steve Randall
Netflix gives investors cause to chill, defying tech slump
INDUSTRY NEWS APR 17, 2025
Netflix gives investors cause to chill, defying tech slump

Streamer will report earnings after the bell Thursday.

By Bloomberg
Gold tops $3,357 as trade war, Powell drive haven demand
INDUSTRY NEWS APR 17, 2025
Gold tops $3,357 as trade war, Powell drive haven demand

It's another record high for bullion but other metals slipped.

By Bloomberg
Trump says trade talks with Japan have made 'big progress'
INDUSTRY NEWS APR 17, 2025
Trump says trade talks with Japan have made 'big progress'

More talks to come as Tokyo bids to avoid tariffs.

By Bloomberg
Who are the biggest foreign buyers of Treasuries?
INDUSTRY NEWS APR 17, 2025
Who are the biggest foreign buyers of Treasuries?

New stats reveal who bought the most US debt on February.

By Bloomberg
Layoffs looming in wild 2025?
RIAS APR 16, 2025
Layoffs looming in wild 2025?

Wealth management job cuts at Edward Jones and Morgan Stanley are linked to a sinking stock market, tariff battles and the unknown, say industry executives

By Bruce Kelly