| Name of adviser(s) | AUM | Firm leaving | Firm joining | Transition Date |
|---|---|---|---|---|
| Michael Lawrence Siden | $500,000,000 | Morgan Stanley | Rockefeller Financial | 9/4/19 |
| Joshua Glass | $345,000,000 | Wells Fargo Clearing Services | Stifel, Nicolaus & Company | 9/9/19 |
| Harold Uszerowicz | $117,000,000 | Wells Fargo Clearing Services | Stifel, Nicolaus & Company | 9/6/19 |
| Stephen Huggins, Linda Winders, Blair Huggins, JD Huggins | $345,000,000 | Morgan Stanley | Stifel, Nicolaus & Company | 8/23/19 |
| Lawrence Scott Pann and Donnie DeYoung | $325,000,000 | UBS Financial Services Inc. | RBC Wealth Management | 8/22/19 |
| Firm | Total moves |
|---|---|
| 1. LPL Financial LLC | 100 |
| 2. Raymond James Financial Services, Inc. | 35 |
| 3. Edward Jones | 33 |
| 4. Merrill Lynch, Pierce, Fenner & Smith Incorporated | 25 |
| 5. Calton & Associates, Inc. | 25 |
| Firm | Total moves |
|---|---|
| 1. Merrill Lynch, Pierce, Fenner & Smith Incorporated | 69 |
| 2. Wells Fargo Clearing Services, LLC | 53 |
| 3. Morgan Stanley | 51 |
| 4. Ameriprise Financial Services, Inc. | 44 |
| 5. Edward Jones | 40 |
Carson is expanding one of its relationships in Florida while Lido Advisors adds an $870 million practice in Silicon Valley.
The approval of the pay proposal, which handsomely compensates its CEO and president, bolsters claims that big payouts are a must in the war to retain leadership.
Integrated Partners is adding a husband-wife tandem to its network in Missouri as Kestra onboards a father-son advisor duo from UBS.
Futures indicate stocks will build on Tuesday's rally.
Cost of living still tops concerns about negative impacts on personal finances
RIAs face rising regulatory pressure in 2025. Forward-looking firms are responding with embedded technology, not more paperwork.
As inheritances are set to reshape client portfolios and next-gen heirs demand digital-first experiences, firms are retooling their wealth tech stacks and succession models in real time.
