The Financial Industry Regulatory Authority Inc. promoted Nathaniel Stankard to executive vice president and chief of staff to the CEO for regulatory operations.
Stankard was formerly a Finra senior vice president and senior adviser to Robert Cook, the group’s president and chief executive.
In his new role, Stankard will be responsible for providing strategic direction on the integration of Finra’s regulatory operations. He joined Finra in 2017 after seven years with the Securities and Exchange Commission, where he most recently served as deputy chief of staff for policy in the office of chair Mary Jo White.
Earlier, Stankard worked at Morgan Stanley and at Cleary Gottlieb Steen & Hamilton.
Looking to refine your strategy for investing in stocks in the US market? Discover expert insights, key trends, and risk management techniques to maximize your returns
Driven by robust transaction activity amid market turbulence and increased focus on billion-dollar plus targets, Echelon Partners expects another all-time high in 2025.
The looming threat of federal funding cuts to state and local governments has lawmakers weighing a levy that was phased out in 1981.
The fintech firms' new tools and integrations address pain points in overseeing investment lineups, account monitoring, and more.
Canadian stocks are on a roll in 2025 as the country prepares to name a new Prime Minister.
RIAs face rising regulatory pressure in 2025. Forward-looking firms are responding with embedded technology, not more paperwork.
As inheritances are set to reshape client portfolios and next-gen heirs demand digital-first experiences, firms are retooling their wealth tech stacks and succession models in real time.