Finra investigates David Lerner’s son over sales of in-house funds
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Daniel Lerner, who's executive vice president of investor services at David Lerner Associates, faces potential disciplinary action over sales of energy funds.
The Financial Industry Regulatory Authority Inc. is investigating Daniel T. Lerner, a senior executive at David Lerner Associates Inc., over the sale of proprietary investment funds to clients and whether his investment recommendations were suitable.
David Lerner, who's executive vice president
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