Up-and-coming execs

Three executives of National Planning Corp., Sean Haley, Bryan Jacobsen and Austin Moon, have received promotions. Sean Haley was promoted to first vice president and chief compliance officer. He will be responsible for compliance with state and federal regulations and he will supervise registered representatives. Mr. Jacobsen will be responsible for providing oversight and guidance to the organization's various compliance units. He will also assist in the development of policies and procedures that ensure compliance with regulations. Mr. Moon will be responsible for recruiting to office of supervisory jurisdiction offices for the Western half of the United States. NPC is based in Santa Monica, Calif.