The firm will maintain offices in New York, Chicago and San Francisco.
RIA firm, founded in 1996, is based in Ann Arbor, Mich.
Fee-based advice is not perfect, but most clients prefer it over a commission-based option
His struggle to attract assets shows how low fees and passive investing have brought star managers back down to earth.
Leon LaBrecque's deliberate venture into succession planning landed him and his 1,400 clients in a good place.
Arbitration claim accuses well-known adviser of actions that resulted in excessive fees.
The pursuit of talent has advisory firms rolling out structured career training, job skills, even CE credits.
Bigger cash weightings reveal a preference for safety over returns as the bull market ages
Green Square Wealth Management was formed earlier this year.
Her position indicates Regulation Best Interest and the larger rule could become final sooner rather than later, but potential litigation looms.
Custodian to shift away from proprietary fintech and focus on adviser-led experiences.
Mattern Capital Management will custody with First Clearing, the operations arm of Wells Fargo.
Insurer partners with DPL Financial's insurance network to distribute annuity products through independent RIAs.
A decade after the custody rule was updated, custody status remains a riddle.
An InvestmentNews survey reveals the extent of assaults and other offenses financial advisers face, and what some industry groups are doing to address it.
Company won't enter businesses that involve "being all things to all people," such as financial advisory branch offices, Nally says.
Firms that increase their fees have virtually the same average retention rate as firms that don't, consultant says.
One essential requirement for being a successful financial adviser is embracing a seamless technology experience and service model, he says.
Wirehouses continued to lose advisers last year, although at a slower pace.
Convertible securities fund to be liquidated because it attracted the wrong kind of investors.
