Following Capitol Hill testimony, top regulator declines to say whether he will extend comment deadline on proposed reform package.
Agency says deVere USA and two former managers failed to disclose conflicts
Addition of San Diego-based firm brings EP's AUM to $4 billion.
'We're trying to build an online digital marketplace,' says founder Keith Gregg.
She joins the roster of the few female C-suite executives in the financial advice space
Pinnacle Private Wealth switches B-D and hybrid RIA platforms.
The $100 million stock offering will fine-tune RIA valuations.
CEO Daniel Bryant: 'It's a logical next step for us. This has always been our intention, regardless of what IFP is doing.'
SEC alleged that Perry Gruss abetted cash moves at defunct D.B. Zwirn.
The RIA aggregator, founded by CEO Ruediger 'Rudy' Adolf (above), has partnered with more than 50 registered investment adviser firms.
He's pursuing an aggressive growth strategy and learning from past mistakes.
New owners plan more growth for the software service provider.
The chairman and CEO wants to set a better example for his colleagues by not always being the first one in the office and the last to leave.
As #MeToo movement rages, big investors are taking deeper look at who handles their money.
It helps advisory firms recruit, but employees soon realize it's really not practical to take much more time off than the average worker. ​ 
Adviser consents to permanent injunction; court will determine penalties.
The objective is developing superior client solutions while creating an environment worthy of advisers' and associates' best efforts.
Dakota Wealth Management kicks off with $600 million in assets
At 74, Jack Hillis can retire or work till he 'croaks,' knowing his clients will be taken care of.
Within five years, TD Ameritrade report shows client pool will tip toward younger generations.
