John R. Edgecomb Sr. spent 37 years at Merrill, where his son joined him in 2007.
With $243 billion in assets, CAPTRUST continues to grow on its own terms.
Adviser allegedly hid the true amount of fees he was charging them, leading the couple to pay $1.2 million more than they thought they were being charged.
Andrew Hill in Alpharetta, Ga., affiliates with HighTower.
Mercer manages about $11 billion in assets, while Blue Moon manages $90 million.
Brokerage firms, the group most affected by a rule delay, would likely put off big projects around adviser compensation and trimming investment products.
Agency says manager overcharged funds $1.5 million
Saber rattling is cause for concern, but advisers are not making wholesale moves in client portfolios.
Survey finds more firms hiring younger advisers, which is bringing average salaries down.
Battle intensifies as DOL seeks to push off implementation until July 2019.
P-E proves to be ready and willing to invest in RIAs, but many will be looking to sell in three to seven years.
Some could choose not to follow company to TD Ameritrade when acquisition hits in September.
From workflow efficiencies to robo-advice and artificial intelligence, the big four are developing technology to entice advisers.
Two-adviser, four-person group joins Harbor Investment Advisory.
<i>InvestmentNews</i> gathers client and asset data to assemble company rankings.
The private investigator Ed Butowsky hired to look into the murder of Seth Rich is now suing him and Fox News for defamation.
Doug Ketterer is launching Atria Wealth Solutions with the backing of private equity shop Lee Equity Partners.
Firm says move expands its trust company capabilities and ability to serve complex financial needs.
Investment Adviser Association and NRS also say number of firms increased by 2.7% year over year.
They have higher hopes for global economy, TD Ameritrade survey finds.
