RIAs

Displaying 4998 results
Vanguard's sights set on financial advisers
NEWS RIAS MAY 15, 2012
Vanguard's sights set on financial advisers

The Vanguard Group Inc. is dramatically stepping up its efforts to court financial advisers by doubling the number of sales reps who work with advisers.

By Jason Kephart
NEWS RIAS MAY 14, 2012
Advisers struggle with disputes over asset valuations

By Bruce Kelly
Romney aims to wield ax on max tax
NEWS RIAS MAY 14, 2012
Romney aims to wield ax on max tax

Under plan, top marginat rate would top out at 28%; all personal income tax rates cut by a fifth

By John Goff
NEWS RIAS MAY 13, 2012
Advisers disagree with Kitces' take

By Janowski Davis
NEWS RIAS MAY 10, 2012
Nontraded REITs need more regulation

By MFXFeeder
Wealthy Americans line up to give up passports in Swiss capital
NEWS RIAS MAY 09, 2012
Wealthy Americans line up to give up passports in Swiss capital

Renouncements are up sevenfold in Bern since UBS whistle-blower triggered crackdown four years ago

By Doug Cubberley
NEWS RIAS MAY 09, 2012
Talking Points: How firms manage their staff

By Paul Menchaca
NEWS RIAS MAY 09, 2012
Your most valuable asset? Your people

Every firm should have a well-documented compensation plan, which covers a lot more than just how much you pay people.

By Kcruz
NEWS RIAS MAY 09, 2012
Secret to success for advisers? Get an easy chair

Forget the C-suite power-play look. Advisers are finding that more casual office environments can make client meetings more comfortable and productive.

By LKUYKENDALL
Advisers, pay attention to House SRO bill — even though Senate may not
NEWS RIAS MAY 08, 2012
Advisers, pay attention to House SRO bill — even though Senate may not

Push for self-regulator for investment advisers could pick up momentum in the lower chamber

By Mark Schoeff Jr.
Clients: So many investment products, so little understanding
NEWS RIAS MAY 07, 2012
Clients: So many investment products, so little understanding

Survey reveals investors confused by crush of options – and not sure what they are

By Liz Skinner
NEWS RIAS MAY 07, 2012
Introducing yourself to young clients

By Cam Marston
NEWS RIAS MAY 07, 2012
As safety net shrinks, medical costs will grow

By MFXFeeder
NEWS RIAS MAY 06, 2012
L.A. area RIA snags team of Wells Fargo advisers

By AOSTERLAND
NEWS RIAS MAY 04, 2012
Keys to building a successful recruitment strategy

When discussing personnel needs with our clients, an axiom we often share to help them keep in sharp focus as they evaluate talent is: Hire character, train for skill and pay for talent.

By Cecile V. Munoz
SEC sets investor advisory committee
NEWS RIAS MAY 04, 2012
SEC sets investor advisory committee

The SEC has named its investor advisory committee but still needs to appoint chairman and vice chairman, and set meeting schedule

By DJAMIESON
North America's richest three up $17.4B; Buffett, Gates lead the way
NEWS RIAS MAY 04, 2012
North America's richest three up $17.4B; Buffett, Gates lead the way

Global markets fell last week on news that manufacturing in Europe and China contracted and sales of new U.S. homes fell in February.

By Doug Cubberley
NEWS RIAS MAY 04, 2012
Finra may unlock BrokerCheck

By Dan Jamieson
NEWS RIAS MAY 03, 2012
INTV: What's next for the independent channel

By Mark Bruno
NEWS RIAS MAY 02, 2012
Analysis: Fiduciary standard can cover brokers too

By Michael Kitces