Fairfax, Virginia-based Integrated Financial Partners acquired Wagner Resources Group, an RIA based in McLean, Virginia.
Keystone's team-based approach is described as having sealed the deal; the firm's 29 employees include advisers, attorneys and CPAs.
Red Hook Management was a crosstown rival; both Simon Quick and Red Hook are based in Morristown, New Jersey.
Trouble in the bond markets is moving investment portfolios well beyond traditional allocations of 60% stocks and 40% bonds.
The US IPO will give the Canadian financial conglomerate another method to pay for its purchases of registered investment advisers, says CEO Kurt MacAlpine.
The steady flow of PE money into wealth management illustrates the bullish outlook for the industry's fee-based revenue streams.
Hatton Consulting is a Phoenix-based wealth management firm that was founded in 1999.
Over the first three months of 2022, the RIA aggregator announced six acquisitions of wealth management firms with close to $5.7 billion in AUM.
While the financial planning industry clings to the more lucrative asset-based fee model, a steady push toward flat fees is gaining steam.
Both WA Asset Management and the firm it acquired, Clark Financial Advisors, are based in Birmingham, Alabama.
The acquisition of Oakbridge Partners will push Homrich's assets to nearly $13 billion. The deal is expected to close next month.
Purchase, New York-based Altium Wealth Management specializes in direct indexing.
The asset sale suggests Morgan Stanley won't be following some competing Wall Street firms that are migrating toward the RIA space.
When will one of the 40 or so large strategic buyers of registered investment advisory firms emerge from the depths to swim with another?
Burlingame, California-based Emery Howard serves Silicon Valley
According to the SEC, Ambassador Advisors generated at least $777,000 in fees by investing in 12b-1 share classes when other share classes were available for the same mutual fund.
Horseman Group’s 13-member team works from three Missouri offices and serves more than 1,600 households.
Ann Alsina kicks off the Women Adviser Summit by inspiring women to find their own niche.
Naples, Florida-based John Patat and Joel Gravina will operate as Focus Wealth Management of Raymond James.
One important aspect of retirement planning that hasn’t changed — and is likely never to change — is the need for advisers to be forthright with their clients, especially about matters relating to longevity and income adequacy.
