Reg BI promotes same standard of care across advice models: SEC’s Clayton
![SEC-Chairman-Jay-Clayton](https://s32566.pcdn.co/wp-content/uploads/2020/06/Jay-Clayton-June-2020_opt-951x634.jpg.optimal.jpg)
'I think it’s going pretty well,' he said about the first four months since implementation
Securities and Exchange Commission Chairman Jay Clayton said Monday the new broker investment advice standard is ensuring that financial professionals registered as investment advisers and brokers act in their clients' best interests — no matter which hat they’re wearing.
In perhaps the signa
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