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UBS loses two more arbitration cases centering on YES options strategy

YES arbitration

The firm was ordered to pay more than $450,000 in total this week in separate complaints about the complex product.

UBS lost two more Finra arbitration cases this week that centered on a complex options strategy that has made the firm the target of many customer legal actions.

A unanimous three-person Financial Industry Regulatory Authority Inc. arbitration panel ordered UBS Financial Services Inc. to pay $252

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