RIA News

Crypto RIA Eaglebrook eyes $1B AUM as Trump signs historic GENIUS Act legislation

Crypto RIA Eaglebrook eyes $1B AUM as Trump signs historic GENIUS Act legislation

Eaglebrook Advisors' CEO Chris King expects his crypto SMA investing firm to jump from managing nearly $400 million to $1 billion over the next 12 months, as president Donald Trump signs the GENIUS Act and Bitcoin comes off new all-time highs.

Regulation And Legislation

SEC bars ex-broker who sold clients phony private equity fund

Rajesh Markan earlier this year pleaded guilty to one count of criminal fraud related to his sale of fake investments to 10 clients totaling $2.9 million.

RIA News

Coldstream names new CEO, enhances leadership amid rapid three-year growth

After beating its growth deadlines, the employee-owned firm is advancing its PE-free strategy with a streamlined executive structure and newly developed roles.

Practice Management (GoRIA)

Advisors play career counselor as more employees return to the office

As more workers are pushed to return to their offices, wealth managers are increasingly being asked to value the benefits of remote work.

Mutual Funds

T. Rowe Price cuts jobs across the firm after years of outflows

The Baltimore-based asset manager is cutting numerous positions across departments as it maps out how to return to organic growth.

Read More
SPONSORED How advisors can build for high-net-worth complexity

Orion's Tom Wilson on delivering coordinated, high-touch service in a world where returns alone no longer set you apart.

SPONSORED RILAs bring stability, growth during volatile markets

Barely a decade old, registered index-linked annuities have quickly surged in popularity, thanks to their unique blend of protection and growth potential—an appealing option for investors looking to chart a steadier course through today's choppy market waters, says Myles Lambert, Brighthouse Financial.

Trending Topics

SEI taking majority stake in Stratos Wealth Holdings in $527M deal
RIA News

SEI taking majority stake in Stratos Wealth Holdings in $527M deal

The transaction will see SEI effectively own 57.5% of Stratos' operating businesses as previous backer Emigrant Partners exits its position.

Schwab hails successful quarter as trading activity and client assets hit new highs
RIA News

Schwab hails successful quarter as trading activity and client assets hit new highs

The RIA custody giant logged a 23% yearly increase in trading revenue, totaling nearly $1 billion for the quarter, as the April selloff and subsequent rebound saw an investing frenzy.

Chuck Roberts, ex-star at Stifel, barred from the securities industry
Wirehouses

Chuck Roberts, ex-star at Stifel, barred from the securities industry

"The outcome is correct, but it's disappointing that FINRA had ample opportunity to investigate the merits of clients' allegations in these claims, including the testimony in the three investor arbitrations with hearings," Jeff Erez, a plaintiff's attorney representing a large portion of the Stifel clients, said.

RIAs nail client retention, but Schwab warns of 70,000 talent shortage
RIA News

RIAs nail client retention, but Schwab warns of 70,000 talent shortage

Charles Schwab's 2025 RIA Benchmarking Study shows 97% client retention over a decade, but the industry may face a talent bottleneck with 70,000 new hires needed in five years to match growth.

Stocks rise as US strength, earnings lift optimism: markets wrap
Equities

Stocks rise as US strength, earnings lift optimism: markets wrap

Treasuries advanced, with the 10-year yield down one basis point.

How Prudential bridges the gap between company benefits and employee needs
play-icon
Videos

How Prudential bridges the gap between company benefits and employee needs

Christina Pihos, group insurance chief marketing officer at Prudential Financial, sits down with InvestmentNews anchor Gregg Greenberg to highlight the disconnect between the employee benefits companies offer and the needs of employees.

Muni bonds offering a 'generational' income opportunity, says BlackRock strategist
play-icon
Videos

Muni bonds offering a 'generational' income opportunity, says BlackRock strategist

Pat Haskell, managing director at BlackRock, sits down with InvestmentNews anchor Gregg Greenberg to explain why the perfect time for investors is now to capture income and especially in the municipal bond market.

Now is the time for a total return strategy, says Morgan Stanley strategist
play-icon
Videos

Now is the time for a total return strategy, says Morgan Stanley strategist

Vishal Khanduja, managing director at Morgan Stanley Investment Management, sits down with InvestmentNews anchor Gregg Greenberg to discuss why investors should opt for a total return strategy, as well as highlight the top opportunities in fixed income.

Overweight bonds but stick with high quality, says Touchstone strategist
play-icon
Videos

Overweight bonds but stick with high quality, says Touchstone strategist

Erik Aarts, senior fixed income strategist at Touchstone Investments, sits down with InvestmentNews anchor Gregg Greenberg to explain why investors should stay overweight fixed income, favoring high quality issues and staying neutral on duration.

William Blair PM explains why international stocks are outperforming
play-icon
Videos

William Blair PM explains why international stocks are outperforming

Alaina Anderson, portfolio manager at William Blair, sits down with InvestmentNews anchor Gregg Greenberg Nasdaq to explain the factors driving the relative outperformance of international equities, as well as name some of her favorite stocks.

Option income ETFs are ideal for enhancing portfolios. Here's why
play-icon
Videos

Option income ETFs are ideal for enhancing portfolios. Here's why

John Burrello, senior portfolio manager at Invesco, sits down with InvestmentNews anchor Gregg Greenberg to explain how option income ETFs can enhance a diversified investment portfolio.

Upcoming Events

EVENTS

Venue: Tribeca 360, New York
The Women Advisor Summit is the leading event for women in wealth management who are ready to grow their practice, expand their influence, and lead with purpose in a rapidly changing industry.

VISIT SITE

October 21, 2025

EVENTS

Venue: Tribeca 360, New York
Join us in honoring exceptional female advisors, wealth managers, and financial leaders for their bold achievements, innovative leadership, and transformative impact. Witness these outstanding professionals being recognized on a national stage with the glitz and glamour they deserve.

VISIT SITE

October 21, 2025

WEBINARS

Mastering the HNW Market: A Strategic Blueprint for Growth and Retention

High-net-worth clients want more than performance—they want a trusted advisor who delivers personalized, proactive service. Join Orion for a webinar on proven strategies to attract, serve, and retain HNW clients. Whether you're new to the space or refining your approach, you'll gain insights to deepen relationships and grow with confidence. Watch now to elevate your practice.

AVAILABLE NOW

June 26, 2025

WEBINARS

Warm Wins: How to Find More Warm Leads with AI-Powered Prospecting

Cold calling is inefficient, and financial advisors need a smarter way to connect with prospects ready to engage. Join our webinar to hear about Aidentified, an AI-powered prospecting tool that helps you quickly find warm leads and close deals faster. Learn how to build targeted prospect lists using over 150 attributes, including career history, wealth segment, and income, and leverage AI relationship mapping to identify your warmest connections in your network. Enhance your prospecting strategy and grow your client base more effectively — watch now!

AVAILABLE NOW

December 5, 2024