Advisor Moves

Displaying 790 results
Enterprise OSJ TAG Advisors welcomes Krempa Associates
NEWS BROKER DEALERS FEB 05, 2025
Enterprise OSJ TAG Advisors welcomes Krempa Associates

The Virginia-based firm adds the team from The Investment Center as it hails a record year of growth and advisor additions.

By Leo Almazora
LPL nabs $600M Osaic team to continue recruiting momentum
NEWS BROKER DEALERS FEB 03, 2025
LPL nabs $600M Osaic team to continue recruiting momentum

The broker-dealer giant is pressing on with its strategy to attract advisors as a Connecticut-based team joins its network.

By Leo Almazora
$1B Salient Wealth Planning Group joins LPL from Osaic
NEWS BROKER DEALERS JAN 29, 2025
$1B Salient Wealth Planning Group joins LPL from Osaic

The broker-dealer titan is expanding its footprint in the West Coast with a veteran-founded high-net-worth practice.

By Leo Almazora
Rockefeller bolsters wealth division with Morgan Stanley, JPMorgan additions
NEWS RIAS JAN 17, 2025
Rockefeller bolsters wealth division with Morgan Stanley, JPMorgan additions

The elite ex-wirehouse advisor teams will boost Rockefeller Global Family Office's presence in Texas and New York.

By Leo Almazora
RBC Wealth Management lands elite $1.2B team from JPMorgan
NEWS WIREHOUSES JAN 16, 2025
RBC Wealth Management lands elite $1.2B team from JPMorgan

The group joining RBC's New York City office, led by advisors formerly affiliated with First Republic, gives it an additional foothold in the ultra-high-net-worth space.

By Leo Almazora
Baird expands in Massachusetts with new location in Danvers
NEWS ADVISOR MOVES JAN 15, 2025
Baird expands in Massachusetts with new location in Danvers

The broker-dealer giant announced its first wealth office in the state as it welcomed two advisor teams from Janney and Wells Fargo.

By Leo Almazora
Ex-Raymond James, Merrill advisors depart for LPL
NEWS BROKER DEALERS JAN 15, 2025
Ex-Raymond James, Merrill advisors depart for LPL

The broker-dealer giant is bolstering its ranks in New Jersey and California with latest advisor additions.

By Leo Almazora
Commonwealth scores double with ex-Osaic advisors in New York
NEWS RIAS DEC 18, 2024
Commonwealth scores double with ex-Osaic advisors in New York

After previously managing over $495 million collectively, the national RIA's latest additions in Long Island come after a decades-long tenure with their former firm.

By Leo Almazora
Raymond James hires $5B duo from Zions Direct as LPL nabs another Osaic team
NEWS BROKER DEALERS DEC 12, 2024
Raymond James hires $5B duo from Zions Direct as LPL nabs another Osaic team

While RayJay boosts its presence in Utah with its latest employee advisor additions, LPL is strengthening its ranks in the Northeast.

By Leo Almazora
Edelman's director of financial planning lands at Prime Capital
NEWS BROKER DEALERS DEC 09, 2024
Edelman's director of financial planning lands at Prime Capital

The firm's first-ever financial advisor in New York City, Stu Berrin brings over 30 years of industry experience to his new role as managing director and partner.

By Leo Almazora
LPL grows Florida footprint with JPMorgan, Valic advisor alums
NEWS BROKER DEALERS DEC 09, 2024
LPL grows Florida footprint with JPMorgan, Valic advisor alums

The newest additions to the broker-dealer giant's network previously managed a collective $750 million in client assets at their former firms.

By Leo Almazora
Concurrent hits $9.7B with latest advisor additions
NEWS RIAS DEC 05, 2024
Concurrent hits $9.7B with latest advisor additions

The newest members of the multi-custodial RIA's network in Georgia and Texas have collectively brought $885 million in AUM to the firm.

By Leo Almazora
Kestra welcomes $427M Arc Private Wealth in Ohio
NEWS RIAS DEC 03, 2024
Kestra welcomes $427M Arc Private Wealth in Ohio

Helmed by ex-Edward Jones advisors, the newly launched RIA firm has multiple footholds across Ohio including Oregon, Waterville, and Upper Sandusky.

By Leo Almazora
Edward Jones advisors depart for Equitable, Avantax
NEWS ADVISOR MOVES NOV 27, 2024
Edward Jones advisors depart for Equitable, Avantax

The defectors, separately located in the Chicagoland and Texas, reportedly managed more than $260 million combined.

By Leo Almazora
UBS bolsters Miami downtown office with Citi, Wells Fargo, and Truist hires
NEWS WIREHOUSES NOV 25, 2024
UBS bolsters Miami downtown office with Citi, Wells Fargo, and Truist hires

The firm is making headway in the Florida wealth market with four wirehouse advisors who collectively oversaw nearly $2 billion at their former firms.

By Leo Almazora
Raymond James swipes $514M trio from Morgan Stanley
NEWS BROKER DEALERS NOV 25, 2024
Raymond James swipes $514M trio from Morgan Stanley

The broker-dealer behemoth extends its footprint further in Florida as it adds the former wirehouse group, including a father-son duo, to its employee advisor division.

By Leo Almazora
BofA bags veteran $7B superteam from Citi in Florida
NEWS WIREHOUSES NOV 22, 2024
BofA bags veteran $7B superteam from Citi in Florida

The newest additions to Bank of America Private Bank bring more than half a century of cumulative experience, including previous roles at JPMorgan.

By Leo Almazora
Janney adds $710M with advisor hires, unveils new Chicago branch office
NEWS BROKER DEALERS NOV 22, 2024
Janney adds $710M with advisor hires, unveils new Chicago branch office

The firm has welcomed additions from UBS, Baird, and other firms while establishing a new base for its Midwestern expansion.

By Leo Almazora
Cetera welcomes $300M investment advisor rep as five advisors depart
NEWS RIAS NOV 21, 2024
Cetera welcomes $300M investment advisor rep as five advisors depart

The broker-dealer's latest addition, a 24-year veteran based in Missouri, is leveraging the firm's RIA Blueprint platform.

By Leo Almazora
Steward Partners lands $850M team from Ameriprise
NEWS RIAS NOV 21, 2024
Steward Partners lands $850M team from Ameriprise

The top-ranked RIA's latest addition to its Legacy Division extends its New Jersey footprint with a new office in Riverdale.

By Leo Almazora