Advisor Moves

Displaying 790 results
Baird welcomes two wealth teams in Tennessee expansion
NEWS ADVISOR MOVES OCT 22, 2024
Baird welcomes two wealth teams in Tennessee expansion

The employee-owned firm's latest additions from B. Riley and J. Montgomery Scott add $580M in assets to its wealth division.

By Leo Almazora
Raymond James nabs $470M Merrill team
NEWS BROKER DEALERS OCT 21, 2024
Raymond James nabs $470M Merrill team

The broker-dealer giant is extending its Midwestern presence as a veteran-led team joins its employee advisor channel.

By Leo Almazora
Rockefeller snares UHNW team from Merrill
NEWS ADVISOR MOVES OCT 18, 2024
Rockefeller snares UHNW team from Merrill

The new 16-person group will enrich the firm's family office presence in Pennsylvania.

By Leo Almazora
Citizens extends private wealth ambitions with $600M advisor team
NEWS ADVISOR MOVES OCT 17, 2024
Citizens extends private wealth ambitions with $600M advisor team

Led by two experienced advisors, the team brings more than 40 years' combined experience as they enrich the firm's profile in Florida's high-net-worth and UHNW market.

By Leo Almazora
UBS swipes UHNW advisor from JPMorgan
NEWS WIREHOUSES OCT 17, 2024
UBS swipes UHNW advisor from JPMorgan

He joins the firm's private wealth division in South Florida as the newest addition to a $7.2B advisory team.

By Leo Almazora
LPL lures $450M advisor group from Raymond James
NEWS BROKER DEALERS OCT 16, 2024
LPL lures $450M advisor group from Raymond James

The firm is extending its network in Florida as eight defecting advisors seek "long-term sustainability."

By Leo Almazora
Raymond James extends Nevada presence with $1.1B powerhouse team
NEWS BROKER DEALERS OCT 16, 2024
Raymond James extends Nevada presence with $1.1B powerhouse team

The firm is enhancing its employee advisor channel as a quartet of experienced professionals from RBC join its Las Vegas branch.

By Leo Almazora
Cetera adds "rising star" advisor in Arkansas
NEWS BROKER DEALERS OCT 16, 2024
Cetera adds "rising star" advisor in Arkansas

The broker-dealer giant's latest addition in the South is making a move to independence by launching his own firm.

By Leo Almazora
$4B RIA Journey grows further with double addition
NEWS RIAS OCT 15, 2024
$4B RIA Journey grows further with double addition

The firm is extending its growth ambitions with a new location in Colorado while welcoming a $750M Schwab advisor.

By Leo Almazora
Another ex-Edelman advisor joins Baird in Virginia
NEWS RIAS OCT 10, 2024
Another ex-Edelman advisor joins Baird in Virginia

The employee-owned hybrid firm's latest hire in Fairfax reportedly managed $285M at his previous firm.

By Leo Almazora
Raymond James bags advisors from LPL, Edward Jones
NEWS BROKER DEALERS OCT 09, 2024
Raymond James bags advisors from LPL, Edward Jones

The firm's latest additions in Indiana and South Dakota, including a family-run advisory team, managed more than $500M combined at their previous firms.

By Leo Almazora
$685M Merrill Lynch trio departs for LPL
NEWS BROKER DEALERS OCT 09, 2024
$685M Merrill Lynch trio departs for LPL

The three advisors joining the firm in Kansas are launching their own venture through its independent affiliate channel.

By Leo Almazora
Baird extends Virginia presence with $510M Edelman pair
NEWS ADVISOR MOVES OCT 07, 2024
Baird extends Virginia presence with $510M Edelman pair

With nearly a half-century of experience, the hybrid RIA's latest hires are joining its newest office in Richmond.

By Leo Almazora
LPL welcomes back $340M boomerang advisor from Raymond James
NEWS BROKER DEALERS OCT 07, 2024
LPL welcomes back $340M boomerang advisor from Raymond James

The broker-dealer titan is extending its reach in New Jersey with an advisor duo operating a proud family practice.

By Leo Almazora
UBS scores $400M veteran advisor from Merrill
NEWS WIREHOUSES OCT 04, 2024
UBS scores $400M veteran advisor from Merrill

The wirehouse's latest addition in Manchester, New Hampshire arrives with more than two decades of industry experience.

By Leo Almazora
LPL bags $2.1B superteam from Raymond James
NEWS BROKER DEALERS OCT 03, 2024
LPL bags $2.1B superteam from Raymond James

With a team of nine advisors, the nearly 30-year-old practice expands LPL's footprint with two additional locations in Texas.

By Leo Almazora
Dynasty Financial snags $700M team from Equitable Advisors
NEWS RIAS SEP 30, 2024
Dynasty Financial snags $700M team from Equitable Advisors

The 14-professional team is making a break for independence through the tech-enabled independent advisor platform.

By Leo Almazora
Wells Fargo scoops $2B team from JPMorgan
NEWS WIREHOUSES SEP 27, 2024
Wells Fargo scoops $2B team from JPMorgan

The six-advisor team led by two brothers widens Wells Fargo Advisors' high-net-worth Private Client Group in New York City.

By Leo Almazora
LPL bolsters Texas presence with former Osaic team
NEWS BROKER DEALERS SEP 26, 2024
LPL bolsters Texas presence with former Osaic team

With more than four decades of combined experience, the broker-dealer giant's latest additions reportedly oversaw $150M in assets.

By Leo Almazora
Raymond James extends East Coast profile with $120M Morgan Stanley advisor
NEWS BROKER DEALERS SEP 25, 2024
Raymond James extends East Coast profile with $120M Morgan Stanley advisor

The veteran with more than 25 years of experienced is joining the firm's employee advisor division in North Carolina.

By Leo Almazora